Filing Details

Accession Number:
0001545393-13-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-02 11:37:20
Reporting Period:
2013-04-30
Filing Date:
2013-05-02
Accepted Time:
2013-05-02 11:37:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
106640 Whirlpool Corp WHR Household Appliances (3630) 381490038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1545393 Carlos Joao Brega 2000 M-63N
Benton Harbor MI 49022
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-30 1,650 $72.94 24,798 No 4 M Direct
Common Stock Disposition 2013-04-30 1,650 $115.05 23,148 No 4 S Direct
Common Stock Acquisiton 2013-04-30 3,707 $89.16 26,855 No 4 M Direct
Common Stock Disposition 2013-04-30 3,707 $114.95 23,148 No 4 S Direct
Common Stock Acquisiton 2013-04-30 3,832 $94.47 26,980 No 4 M Direct
Common Stock Disposition 2013-04-30 3,832 $114.86 23,148 No 4 S Direct
Common Stock Acquisiton 2013-04-30 6,547 $88.49 29,695 No 4 M Direct
Common Stock Disposition 2013-04-30 6,547 $114.72 23,148 No 4 S Direct
Common Stock Acquisiton 2013-04-30 15,202 $31.82 38,350 No 4 M Direct
Common Stock Disposition 2013-04-30 15,202 $114.21 23,148 No 4 S Direct
Common Stock Acquisiton 2013-04-30 5,951 $85.45 29,099 No 4 M Direct
Common Stock Disposition 2013-04-30 5,951 $114.10 23,148 No 4 S Direct
Common Stock Acquisiton 2013-04-30 3,559 $71.03 26,707 No 4 M Direct
Common Stock Disposition 2013-04-30 3,559 $114.24 23,148 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Employee Stock Option (Right to Buy) Disposition 2013-04-30 1,650 $0.00 1,650 $72.94
Common Employee Stock Option (Right to Buy) Disposition 2013-04-30 3,707 $0.00 3,707 $89.16
Common Employee Stock Option (Right to Buy) Disposition 2013-04-30 3,832 $0.00 3,832 $94.47
Common Employee Stock Option (Right to Buy) Disposition 2013-04-30 6,547 $0.00 6,547 $88.49
Common Employee Stock Option (Right to Buy) Disposition 2013-04-30 15,202 $0.00 15,202 $31.82
Common Employee Stock Option (Right to Buy) Disposition 2013-04-30 5,951 $0.00 5,951 $85.45
Common Employee Stock Option (Right to Buy) Disposition 2013-04-30 3,559 $0.00 3,559 $71.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-02-16 2014-02-16 No 4 M Direct
0 2007-02-20 2016-02-20 No 4 M Direct
0 2008-02-19 2017-02-19 No 4 M Direct
0 2009-02-19 2018-02-19 No 4 M Direct
0 2010-02-16 2019-02-16 No 4 M Direct
2,931 2012-02-14 2021-02-14 No 4 M Direct
6,904 2013-02-20 2022-02-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 190 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.78 to $115.50, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.61 to $115.07, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.73 to $115.02, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.45 to $114.60, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.00 to $114.75, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.00 to $114.23, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.19 to $114.30, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  8. As of 03/15/2013, the latest date for which information is reasonably available, there are 190.059 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.