Filing Details

Accession Number:
0001096906-13-000628
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-30 17:25:49
Reporting Period:
2013-04-15
Filing Date:
2013-04-30
Accepted Time:
2013-04-30 17:25:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
318673 Security National Financial Corp SNFCA Finance Services (6199) 870345941
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268844 M Scott Quist 7 Wanderwood Way
Sandy UT 84092
Chairman Of Board; Pres.; Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-02-01 11,825 $7.26 201,996 No 4 J Direct
Class C Common Stock Acquisiton 2013-02-01 93,195 $7.26 2,853,694 No 4 J Direct
Class A Common Stock Disposition 2013-04-15 6,500 $7.00 195,496 No 4 S Direct
Class A Common Stock Disposition 2013-04-24 6,500 $7.40 188,996 No 4 S Direct
Class A Common Stock Disposition 2013-04-29 6,500 $7.87 182,496 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class C Common Stock Employee Stock Option (right to buy) Acquisiton 2005-03-25 1,034,219 $0.25 1,034,219 $0.25
Class C Common Stock Employee Stock Option (right to buy) Acquisiton 2008-03-31 638,138 $0.33 638,138 $0.33
Class C Common Stock Employee Stock Option (right to buy) Acquisiton 2009-12-04 1,215,506 $0.32 1,215,506 $0.32
Class C Common Stock Employee Stock Option (right to buy) Acquisiton 2010-12-03 1,157,625 $0.17 1,157,625 $0.17
Class C Common Stock Employee Stock Option (right to buy) Acquisiton 2011-12-02 1,102,500 $0.13 1,102,500 $0.13
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2012-04-13 105,000 $1.63 105,000 $1.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,034,219 2005-03-25 2015-03-25 No 4 A Direct
638,138 2008-03-31 2013-03-31 No 4 A Direct
1,215,506 2010-03-04 2014-12-04 No 4 A Direct
1,157,625 2011-03-03 2015-12-03 No 4 A Direct
1,102,500 2012-03-02 2016-12-02 No 4 A Direct
105,000 2012-07-13 2017-04-13 No 4 A Direct
Footnotes
  1. Received pursuant to a 5% stock dividend declared on December 7, 2012 and paid on February 1, 2013.
  2. Owned jointly by the reporting person and his wife. Does not include a total of 251,276 shares of Class A Common Stock and 413,513 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, the Deferred Compensation Plan, and Associated Investors.
  3. This option was originally reported as an option for either 70,000 shares of Class A Common Stock at an exercise price of $3.51 per share or 700,000 shares of Class C Common Stock at an exercise price of $0.351 per share, or a combination thereof. This option reflects the reporting person's election to have an option for 700,000 shares of Class C Common Stock at an exercise price of $0.351 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 17, 2006, February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
  4. This option was originally granted as an option for either 50,000 shares of Class A Common Stock at an exercise price of $4.24 per share or 500,000 shares of Class C Common Stock at an exercise price of $0.424 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 500,000 shares of Class C Common Stock at an exercise price of $0.424 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
  5. This option was originally granted as an option for either 100,000, shares of Class A Common Stock at an exercise price of $3.87 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.387 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.387 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
  6. This option was originally granted as an option for either 100,000 shares of Class A Common Stock at an exercise price of $2.01 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.201 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.201 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
  7. This option was granted on December 2, 2011 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $1.43 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.143 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.143 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2012 and February 1, 2013. This option vests in four equal quarterly installments, beginning on March 2, 2012, until such shares are fully vested.
  8. This option was granted on April 13, 2012 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $1.34 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.134 per share, or any combination thereof. At such time as the 2003 Stock Option Plan is amended to provide for the issuance of an additional 1,000,000 shares of Class C Common Stock, the reporting person will elect to have the option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.134 per share This option reflects the reporting person's election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.134 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2013. The option vests in four equal quarterly installments of Class A Common Stock, beginning on July 13, 2012, until such shares are fully vested.