Filing Details

Accession Number:
0001181431-13-024068
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-30 17:15:04
Reporting Period:
2013-04-26
Filing Date:
2013-04-30
Accepted Time:
2013-04-30 17:15:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357204 Dunkin' Brands Group Inc. DNKN Retail-Eating & Drinking Places (5810) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254802 E Paul Twohig C/O Dunkin' Brands Group, Inc.
130 Royall Street
Canton MA 02021
President, Dd Us & Canada No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-26 37,216 $3.02 75,263 No 4 M Direct
Common Stock Acquisiton 2013-04-26 6,567 $7.31 81,830 No 4 M Direct
Common Stock Disposition 2013-04-26 33,783 $38.53 48,047 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchase Common Stock Disposition 2013-04-26 11,165 $0.00 11,165 $3.02
Common Stock Option to purchase Common Stock Disposition 2013-04-26 26,051 $0.00 26,051 $3.02
Common Stock Option to purchase Common Stock Disposition 2013-04-26 1,970 $0.00 1,970 $7.31
Common Stock Option to purchase Common Stock Disposition 2013-04-26 4,597 $0.00 4,597 $7.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,330 2020-02-23 No 4 M Direct
52,104 2020-02-23 No 4 M Direct
5,911 2021-03-09 No 4 M Direct
13,792 2021-03-09 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 to $38.67, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. On 02/23/2010, the reporting person was granted an option to purchase 55,823 shares of Common Stock. The option vests based upon time criteria (five equal installments that began on 2/23/2011).
  3. On 02/23/2010, the reporting person was granted an option to purchase 130,253 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 02/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
  4. On 03/09/2011, the reporting person was granted an option to purchase 9,851 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that began on 03/09/2012).
  5. On 03/09/2011, the reporting person was granted an option to purchase 22,985 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 03/09/2012) and performance (investment returns to investment funds affiliated with the Sponsors) criteria.