Filing Details

Accession Number:
0001209191-13-022683
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-26 12:53:13
Reporting Period:
2013-04-24
Filing Date:
2013-04-26
Accepted Time:
2013-04-26 11:53:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1479750 Capital Bank Financial Corp. CBF National Commercial Banks (6021) 271454759
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558467 A. Kenneth Posner 121 Alhambra Plaza
Suite 1601
Coral Gables FL 33134
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2013-04-24 2,500 $17.05 37,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Common Stock 101,637 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock, Par Value $0.01 Per Share Common Stock Option (right to buy) $20.00 2019-12-22 78,194 78,194 Direct
Class A Common Stock, Par Value $0.01 Per Share Common Stock Option (right to buy) $20.00 2022-01-12 139,522 139,522 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-12-22 78,194 78,194 Direct
2022-01-12 139,522 139,522 Direct
Footnotes
  1. Includes 600 shares purchased at $17.00, 1000 shares purchsed at $17.04, 500 shares purchased at $17.085 and 400 shares purchased at $17.08.
  2. Shares of restricted common stock vest based on the achievement of performance goals relating to increases in the price of a share of CBF Class A Common Stock, with 33.3% of the performance shares vesting when the price of CBF Class A Common Stock equals or exceeds $25 per share, 33.3% of the performance shares vesting when the price of CBF Class A Common Stock equals or exceeds $28 per share and 33.3% of the performance shares vesting when the price of CBF Class A Common Stock equals or exceeds $32 per share. The vesting of the Reporting Person's restricted common stock is subject to his continued employment with CBF.
  3. Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22, 2011 and the other half of the stock options granted in March 2011 will vest on December 22, 2012. The vesting of the Reporting Person's stock options is subject to his continued employment with CBF.
  4. Consists of stock options granted in January 2012. One half of the stock options granted in January 2012 vested on January 12, 2012 and the other half of the stock options granted in January 2012 will vest on January 12, 2013. The vesting of the Reporting Person's stock options is subject to his continued employment with CBF.