Filing Details
- Accession Number:
- 0001209191-13-022480
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-04-25 16:30:55
- Reporting Period:
- 2013-04-05
- Filing Date:
- 2013-04-25
- Accepted Time:
- 2013-04-25 16:30:55
- Original Submission Date:
- 2013-04-09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041379 | Afc Enterprises Inc | AFCE | Retail-Eating Places (5812) | 582016606 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211691 | A Cheryl Bachelder | Afc Enterprises, Inc. 400 Perimeter Center Terrace, Suite 1000 Atlanta GA 30346 | Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-04-05 | 33,148 | $34.75 | 206,251 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-04-08 | 10,333 | $12.81 | 216,584 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-08 | 10,333 | $34.76 | 206,251 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-04-08 | 10,333 | $0.00 | 10,333 | $12.81 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-04-05 | 25,697 | $0.00 | 25,697 | $34.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 88,002 | 2008-11-02 | 2017-11-01 | No | 4 | M | Direct |
| 25,697 | 2014-04-05 | 2020-04-05 | No | 4 | A | Direct |
Footnotes
- Originally filed Form 4 contained a clerical error in that the exercise price of the stock option was incorrectly stated as $34.15, as was the disposition price of the shares forfeited for taxes.
- Stock option exercise and shares sold pursant to 10b5-1 trading plan.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.58 to $34.91. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The balance includes 32,245 restricted stock shares previously granted, subject to time vesting.
- The option vests as to one third on each three anniversary dates of the grant.
Billionaire Hedge Funds
