Filing Details
- Accession Number:
- 0001137411-13-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-25 15:52:32
- Reporting Period:
- 2013-04-23
- Filing Date:
- 2013-04-25
- Accepted Time:
- 2013-04-25 14:52:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191566 | M Clayton Jones | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Chairman And Ceo | Yes | Yes | No | No |
Transaction Summary
Sold: | 35,261 shares | Avg. Price: $61.09 | Total Value: $2,153,962.64 |
Number of Shares After Transactions: | 168,779 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-23 | 52,000 | $27.97 | 204,040 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-23 | 1,043 | $60.96 | 202,997 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 110 | $60.97 | 202,887 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 1,200 | $60.98 | 201,687 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 1,000 | $60.99 | 200,687 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 1,905 | $61.00 | 198,782 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 1,000 | $61.02 | 197,782 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 1,292 | $61.03 | 196,490 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 4,508 | $61.04 | 191,982 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 1,200 | $61.05 | 190,782 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 4,480 | $61.06 | 186,302 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 2,204 | $61.07 | 184,098 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 100 | $61.08 | 183,998 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 816 | $61.09 | 183,182 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 1,651 | $61.10 | 181,531 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 1,500 | $61.11 | 180,031 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 600 | $61.12 | 179,431 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 100 | $61.13 | 179,331 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 900 | $61.14 | 178,431 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 1,000 | $61.15 | 177,431 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 2,294 | $61.16 | 175,137 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 1,200 | $61.17 | 173,937 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 800 | $61.18 | 173,137 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 180 | $61.19 | 172,957 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 1,800 | $61.20 | 171,157 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 644 | $61.21 | 170,513 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-23 | 1,734 | $61.22 | 168,779 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-04-23 | 52,000 | $0.00 | 52,000 | $27.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
198,000 | 2013-11-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,950 | Indirect | By GRATs |
Common Stock | 14,887 | Indirect | By Savings Plan |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2013.
- Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of April 1, 2013.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options became exercisable in three substantially equal installments on November 6, 2004, 2005 and 2006.