Filing Details
- Accession Number:
- 0001225208-13-010320
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-24 16:50:37
- Reporting Period:
- 2013-04-22
- Filing Date:
- 2013-04-24
- Accepted Time:
- 2013-04-24 16:50:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 16918 | Constellation Brands Inc. | STZ | Beverages (2080) | 160716709 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245572 | Keith W Wilson | C/O Constellation Brands, Inc. 207 High Point Drive, Building 100 Victor NY 14564 | Exec Vp & Chief Hr/Admin Ofcr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-04-22 | 123,565 | $0.00 | 150,267 | No | 4 | C | Direct | |
| Class A Common Stock | Acquisiton | 2013-04-22 | 11,879 | $27.24 | 162,146 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-04-22 | 135,444 | $48.06 | 26,702 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2013-04-23 | 30,000 | $25.88 | 56,702 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2013-04-23 | 17,121 | $27.24 | 73,823 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-04-23 | 47,121 | $48.27 | 26,702 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2013-04-22 | 54,692 | $11.85 | 54,692 | $0.00 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2013-04-22 | 27,857 | $16.67 | 27,857 | $0.00 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2013-04-22 | 23,108 | $20.60 | 23,108 | $0.00 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2013-04-22 | 17,908 | $24.50 | 17,908 | $0.00 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Disposition | 2013-04-22 | 123,565 | $0.00 | 123,565 | $0.00 |
| Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-04-22 | 17,908 | $0.00 | 17,908 | $24.50 |
| Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-04-22 | 27,857 | $0.00 | 27,857 | $16.67 |
| Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-04-22 | 23,108 | $0.00 | 23,108 | $20.60 |
| Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-04-22 | 54,692 | $0.00 | 54,692 | $11.85 |
| Class A Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-04-22 | 11,879 | $0.00 | 11,879 | $27.24 |
| Class A Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-04-23 | 30,000 | $0.00 | 30,000 | $25.88 |
| Class A Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-04-23 | 17,121 | $0.00 | 17,121 | $27.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 54,692 | No | 4 | M | Direct | ||
| 82,549 | No | 4 | M | Direct | ||
| 105,657 | No | 4 | M | Direct | ||
| 123,565 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 53,722 | 2013-04-03 | 2022-04-03 | No | 4 | M | Direct |
| 27,857 | 2011-04-05 | 2020-04-05 | No | 4 | M | Direct |
| 46,214 | 2012-04-05 | 2021-04-05 | No | 4 | M | Direct |
| 0 | 2010-04-06 | 2019-04-06 | No | 4 | M | Direct |
| 17,121 | 2015-04-07 | No | 4 | M | Direct | |
| 0 | 2016-04-05 | No | 4 | M | Direct | |
| 0 | 2015-04-07 | No | 4 | M | Direct |
Footnotes
- The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.0000 to $48.5200, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.1500 to $48.5200, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
- This option becomes exercisable at the rate of 25% per year beginning on the date specified.
- 100% of this option has become exercisable.
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