Filing Details
- Accession Number:
- 0001104659-13-032030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-24 10:31:14
- Reporting Period:
- 2013-04-22
- Filing Date:
- 2013-04-24
- Accepted Time:
- 2013-04-24 10:31:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1555492 | Fairway Group Holdings Corp | FWM | Retail-Grocery Stores (5411) | 741201087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1314436 | C Edward Arditte | C/O Fairway Group Holdings Corp. 2284 12Th Avenue New York NY 10027 | Executive Vp - Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.00001 Per Share | Acquisiton | 2013-04-22 | 5,000 | $13.00 | 5,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.00001 Per Share | Option (right) to Purchase Shares of Class A Common Stock | Acquisiton | 2013-04-22 | 48,641 | $0.00 | 48,641 | $15.60 |
| Class A Common Stock, Par Value $0.00001 Per Share | Restricted Stock Units for Class A Common Stock | Acquisiton | 2013-04-22 | 72,962 | $0.00 | 72,962 | $0.00 |
| Class A Common Stock, Par Value $0.00001 Per Share | Restricted Stock Units for Class A Common Stock | Acquisiton | 2013-04-22 | 72,962 | $0.00 | 72,962 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 48,641 | 2023-04-22 | No | 4 | A | Direct | |
| 72,962 | No | 4 | A | Direct | ||
| 72,962 | No | 4 | A | Direct |
Footnotes
- The options will vest and become exercisable in four equal annual installments commencing on April 22, 2014.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.
- Consists of RSUs which were granted under the Issuer's 2013 Long-Term Incentive Plan. These RSUs will vest on April 22, 2016, contingent upon Mr. Arditte's continued employment, and will be settled in shares of the Issuer's Class A Common Stock.
- Consists of RSUs which were granted under the Issuer's 2013 Long-Term Incentive Plan. These RSUs will vest on April 22, 2017, contingent upon Mr. Arditte's continued employment, and will be settled in shares of the Issuer's Class A Common Stock.
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