Filing Details

Accession Number:
0001104659-13-032018
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-24 10:28:57
Reporting Period:
2013-04-22
Filing Date:
2013-04-24
Accepted Time:
2013-04-24 10:28:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1555492 Fairway Group Holdings Corp FWM Retail-Grocery Stores (5411) 741201087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1560794 Herbert Ruetsch C/O Fairway Group Holdings Corp.
2284 12Th Avenue
New York NY 10027
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.00001 Per Share Disposition 2013-04-22 23,077 $12.09 207,203 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, Par Value $0.00001 Per Share Option (right) to Purchase Shares of Class A Common Stock Acquisiton 2013-04-22 182,405 $0.00 182,405 $13.00
Class A Common Stock, Par Value $0.00001 Per Share Option (right) to Purchase Shares of Class A Common Stock Acquisiton 2013-04-22 121,603 $0.00 121,603 $15.60
Class A Common Stock, Par Value $0.00001 Per Share Restricted Stock Units for Class A Common Stock Acquisiton 2013-04-22 91,202 $0.00 91,202 $0.00
Class A Common Stock, Par Value $0.00001 Per Share Restricted Stock Units for Class A Common Stock Acquisiton 2013-04-22 91,202 $0.00 91,202 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
182,405 2023-04-22 No 4 A Direct
121,603 2023-04-22 No 4 A Direct
91,202 No 4 A Direct
91,202 No 4 A Direct
Footnotes
  1. In connection with the Issuer's initial public offering, Mr. Ruetsch sold 23,077 shares of Class A Common Stock. The price of $12.09 reflects the $13.00 price to the public in the offering net of the underwriting discount of $0.91 per share of Class A Common Stock.
  2. The options will vest and become exercisable in four equal annual installments commencing on April 22, 2014.
  3. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.
  4. Consists of RSUs which were granted under the Issuer's 2013 Long-Term Incentive Plan. These RSUs will vest on April 22, 2016, contingent upon Mr. Ruetsch's continued employment, and will be settled in shares of the Issuer's Class A Common Stock.
  5. Consists of RSUs which were granted under the Issuer's 2013 Long-Term Incentive Plan. These RSUs will vest on April 22, 2017, contingent upon Mr. Ruetsch's continued employment. and will be settled in shares of the Issuer's Class A Common Stock.