Filing Details
- Accession Number:
- 0000872835-13-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-22 17:03:07
- Reporting Period:
- 2013-04-22
- Filing Date:
- 2013-04-22
- Accepted Time:
- 2013-04-22 17:03:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 872835 | Esb Financial Corp | ESBF | Savings Institution, Federally Chartered (6035) | 251659846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180108 | D Frank Martz | 516 Rhode Island Avenue Ellwood City PA 16117 | Group Sr Vp Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-22 | 4,800 | $12.80 | 19,975 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-22 | 4,800 | $14.10 | 15,175 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-22 | 900 | $12.80 | 900 | No | 4 | M | Indirect | by wife |
| Common Stock | Disposition | 2013-04-22 | 900 | $14.10 | 0 | No | 4 | S | Indirect | by wife |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | by wife |
| No | 4 | S | Indirect | by wife |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2013-04-22 | 4,800 | $0.00 | 0 | $12.80 |
| Common Stock | Stock Option | Disposition | 2013-04-22 | 900 | $0.00 | 0 | $12.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-11-18 | 2013-11-18 | No | 4 | M | Direct |
| 0 | 2003-11-18 | 2013-11-18 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 130,435 | Direct | |
| Common Stock | 11,140 | Indirect | 401(k) Plan |
| Common Stock | 3,033 | Indirect | 401(k) Plan (by Wife) |
| Common Stock | 71,904 | Indirect | ESOP |
| Common Stock | 23,310 | Indirect | ESOP (by Wife) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $12.09 | 2004-11-16 | 2014-11-16 | 4,800 | 4,800 | Direct |
| Common Stock | Stock Option | $12.09 | 2004-11-16 | 2014-11-16 | 900 | 900 | Indirect |
| Common Stock | Stock Option | $10.17 | 2005-04-19 | 2015-04-19 | 4,800 | 4,800 | Direct |
| Common Stock | Stock Option | $10.17 | 2005-04-19 | 2015-04-19 | 900 | 900 | Indirect |
| Common Stock | Stock Option | $8.96 | 2006-11-21 | 2016-11-21 | 4,800 | 4,800 | Direct |
| Common Stock | Stock Option | $8.96 | 2006-11-21 | 2016-11-21 | 900 | 900 | Indirect |
| Common Stock | Stock Option | $8.43 | 2007-11-20 | 2017-11-20 | 4,800 | 4,800 | Direct |
| Common Stock | Stock Option | $8.43 | 2007-11-20 | 2017-11-20 | 900 | 900 | Indirect |
| Common Stock | Stock Option | $8.59 | 2008-11-18 | 2018-11-18 | 4,800 | 4,800 | Direct |
| Common Stock | Stock Option | $8.59 | 2008-11-18 | 2018-11-18 | 900 | 900 | Indirect |
| Common Stock | Stock Option | $9.62 | 2009-11-17 | 2019-11-17 | 6,600 | 6,600 | Direct |
| Common Stock | Stock Option | $9.62 | 2009-11-17 | 2019-11-17 | 1,200 | 1,200 | Indirect |
| Common Stock | Stock Option | $12.42 | 2010-11-16 | 2020-11-16 | 6,600 | 6,600 | Direct |
| Common Stock | Stock Option | $12.42 | 2010-11-16 | 2020-11-16 | 1,200 | 1,200 | Indirect |
| Common Stock | Stock Option | $13.19 | 2011-11-15 | 2021-11-15 | 5,500 | 5,500 | Direct |
| Common Stock | Stock Option | $13.19 | 2011-11-15 | 2021-11-15 | 1,000 | 1,000 | Indirect |
| Common Stock | Stock Option | $12.60 | 2012-11-20 | 2022-11-20 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option | $12.60 | 2012-11-20 | 2022-11-20 | 1,000 | 1,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-11-16 | 4,800 | 4,800 | Direct |
| 2014-11-16 | 900 | 900 | Indirect |
| 2015-04-19 | 4,800 | 4,800 | Direct |
| 2015-04-19 | 900 | 900 | Indirect |
| 2016-11-21 | 4,800 | 4,800 | Direct |
| 2016-11-21 | 900 | 900 | Indirect |
| 2017-11-20 | 4,800 | 4,800 | Direct |
| 2017-11-20 | 900 | 900 | Indirect |
| 2018-11-18 | 4,800 | 4,800 | Direct |
| 2018-11-18 | 900 | 900 | Indirect |
| 2019-11-17 | 6,600 | 6,600 | Direct |
| 2019-11-17 | 1,200 | 1,200 | Indirect |
| 2020-11-16 | 6,600 | 6,600 | Direct |
| 2020-11-16 | 1,200 | 1,200 | Indirect |
| 2021-11-15 | 5,500 | 5,500 | Direct |
| 2021-11-15 | 1,000 | 1,000 | Indirect |
| 2022-11-20 | 20,000 | 20,000 | Direct |
| 2022-11-20 | 1,000 | 1,000 | Indirect |
Footnotes
- Husband and Wife
- 20% of such grant will vest immediately and 20% will vest each year over the next 4 years.
- 33 1/3% of such grant will vest immediately and 33 1/3% will vest each year over the next 2 years
- Acquired 4,815.6154 shares under the ESB Financial Employee Stock Ownership Plan year ended 12-31-12.
- Acquired 1,436.56 shares under the ESB Financial Employee Stock Ownership Plan year ended 12-31-12.
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