Filing Details

Accession Number:
0001144354-13-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-22 09:22:07
Reporting Period:
2013-04-18
Filing Date:
2013-04-22
Accepted Time:
2013-04-22 09:22:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1144354 Heartland Payment Systems Inc HPY Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1518371 Maria Rueda C/O Heartland Payment Systems, Inc.
90 Nassau Street
Princeton NJ 08542
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-04-18 12,500 $0.00 17,277 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-04-18 4,224 $31.04 13,053 No 4 F Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-04-18 8,276 $30.82 4,777 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2013-04-18 12,500 $0.00 12,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 No 4 M Direct
Footnotes
  1. Shares were withheld from the reporting person, in an exempt transaction under Rule 16b-3, solely to satisfy tax obligations arising from the vesting of the restricted stock described in this Form 4.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2012.
  3. This price is the weighted average price of the 8,276 shares sold. The prices of the shares of the common stock of Heartland Payment Systems, Inc. (the "Issuer") sold ranged from $30.69 to $31.09. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually sold.
  4. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  5. On April 18, 2011, the restricted stock units were granted with vesting in four equal annual installments over a four year period. As of the date of this filing, 12,500 of the restricted stock units have vested and 37,500 restricted stock units remain unvested. Shares of the Issuer's common stock will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock unit.