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Home > Insider Trading > Filing (0001354488-13-002101)

Filing Details

Accession Number:: 0001354488-13-002101
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-04-19 11:51:46
Reporting Period:: 2013-04-18

Filing Date:: 2013-04-19
Accepted Time:: 2013-04-19 11:51:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
944696	Capital Financial Holdings Inc	CPFH	Security Brokers, Dealers & Flotation Companies (6211)	450404061

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1551100	Richard John Carlson	815 25Th Ave Nw Minot ND 58703	Chief Executive Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-04-18	8,760	$0.05	10,001	No	4	S	Direct
Common Stock	Acquisiton	2013-04-18	40,929	$0.00	45,929	No	4	P	Indirect	By Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	P	Indirect	By Spouse

Footnotes

The acquisition by my spouse was 11 private transactions. Shares were 8,760 at $0.05, 20,000 at $0.065, and 12,169 at $0.10.