Filing Details
- Accession Number:
- 0001104659-13-030692
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-18 17:30:00
- Reporting Period:
- 2013-04-17
- Filing Date:
- 2013-04-18
- Accepted Time:
- 2013-04-18 17:30:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1313911 | Rally Software Development Corp | RALY | Services-Prepackaged Software (7372) | 841597294 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1303935 | T Mark Carges | C/O Rally Software Development Corp. 3333 Walnut Street Boulder CO 80301 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-17 | 7,142 | $14.00 | 7,700 | No | 4 | P | Indirect | By The Mark Carges & Carol Timko Carges Revocable Trust uad 03/21/2009 |
| Common Stock | Acquisiton | 2013-04-17 | 7,552 | $0.00 | 15,252 | No | 4 | C | Indirect | By The Mark Carges & Carol Timko Carges Revocable Trust uad 03/21/2009 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By The Mark Carges & Carol Timko Carges Revocable Trust uad 03/21/2009 |
| No | 4 | C | Indirect | By The Mark Carges & Carol Timko Carges Revocable Trust uad 03/21/2009 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A-1 Preferred Stock | Disposition | 2013-04-17 | 4,000 | $0.00 | 4,000 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2013-04-17 | 3,552 | $0.00 | 3,552 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- Each share of the Issuer's Series A-1 Preferred Stock and Series B Preferred Stock automatically converted on a 1-for-1 basis into shares of the Issuer's Common Stock immediately upon the closing of a Qualified Public Offering (as defined in the Issuer's Amended and Restated Certificate of Incorporation, as filed with the Delaware Secretary of State on April 1, 2013).
- The shares had no expiration date.
Billionaire Hedge Funds
