Filing Details

Accession Number:
0001181431-13-022668
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-18 15:14:49
Reporting Period:
2013-04-16
Filing Date:
2013-04-18
Accepted Time:
2013-04-18 15:14:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
916457 Calpine Corp CPN Electric Services (4911) 770212977
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427471 Lsp Cal Holdings I, Llc 1700 Broadway, 38Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$0.001 Par Value Common Stock Disposition 2013-04-16 10,000,000 $20.96 15,460,255 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. LS Power Equity Partners, L.P. ("LSPEP") is the Managing Member of LSP Cal I. Due to its relationship with LSP Cal I, LSPEP may be deemed to have shared voting and investment power with respect to the shares beneficially owned by LSP Cal I. As such, LSPEP may be deemed to have shared beneficial ownership of the shares of which LSP Cal I is the owner. LSPEP, however, disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
  2. LS Power Partners I ("Partners I") is the general partner of each of LSPEP and LS Power Equity Partners PIE I,L.P. ("PIE I"). PIE I owns 100% of LSP Cal EB I, Ltd. ("LSP EB I"). LSPEP, PIE I and LSP EB I are together the members of LSP Cal I. Due to its relationship with LSP Cal I, Partners I may be deemed to have direct or indirect pecuniary interest in the Shares owned by LSP Cal I. Partners I, however, disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interest therein. For further details relating to the Reporting Person's ownership structure, please refer to the Schedule 13D filed with the Securities and Exchange Commission on February 11, 2008, last amended on April 18, 2013.