Filing Details

Accession Number:
0001437749-13-004451
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-15 18:10:06
Reporting Period:
2013-04-09
Filing Date:
2013-04-15
Accepted Time:
2013-04-15 18:10:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005286 Landec Corp LNDC Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 943025618
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1265844 J Dennis Allingham
C/O 3603 Haven Avenue
Menlo Park CA 94025
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-09 25,000 $5.63 25,000 No 4 M Direct
Common Stock Acquisiton 2013-04-10 16,147 $5.63 41,147 No 4 M Direct
Common Stock Acquisiton 2013-04-10 15,103 $5.63 56,250 No 4 M Direct
Common Stock Disposition 2013-04-09 25,000 $13.62 31,250 No 4 S Direct
Common Stock Disposition 2013-04-10 16,147 $13.85 15,103 No 4 S Direct
Common Stock Disposition 2013-04-10 15,103 $13.85 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Right to buy Incentive stock options Disposition 2013-04-09 25,000 $5.63 25,000 $5.63
Common Stock Right to buy Incentive stock options Disposition 2013-04-10 16,147 $5.63 16,147 $5.63
Common Stock Right to buy Nonqualified stock option Disposition 2013-04-10 15,103 $5.63 15,103 $5.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,897 2011-05-26 2017-05-26 No 4 M Direct
3,750 2011-05-26 2017-05-26 No 4 M Direct
0 2011-05-26 2017-05-26 No 4 M Direct
Footnotes
  1. Includes option that have not yet vested but will become fully vested on May 26, 2013.
  2. On May 27, 2010 the filed Form 3 incorrectly reported the acquisition of 60,000 incentive stock options, which should have been reported as 44,897 incentive stock options and 15,103 non-qualified stock options.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.