Filing Details

Accession Number:
0001474064-13-000062
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-10 18:18:45
Reporting Period:
2013-04-09
Filing Date:
2013-04-10
Accepted Time:
2013-04-10 18:18:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890465 Nps Pharmaceuticals Inc NPSP Biological Products, (No Disgnostic Substances) (2836) 870439579
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299691 J Joseph Rogus 550 Hills Drive
Bedminster NJ 07921
Vp, Technical Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-09 5,175 $5.85 24,547 No 4 M Direct
Common Stock Acquisiton 2013-04-09 7,374 $5.71 31,921 No 4 M Direct
Common Stock Acquisiton 2013-04-09 25,396 $5.71 57,317 No 4 M Direct
Common Stock Acquisiton 2013-04-09 7,195 $3.34 64,512 No 4 M Direct
Common Stock Acquisiton 2013-04-09 2,875 $3.34 67,387 No 4 M Direct
Common Stock Disposition 2013-04-09 48,015 $11.50 19,372 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2013-04-09 5,175 $0.00 5,175 $5.85
Common Stock Stock Option Disposition 2013-04-09 7,374 $0.00 7,374 $5.71
Common Stock Stock Option Disposition 2013-04-09 25,396 $0.00 25,396 $5.71
Common Stock Stock Option Disposition 2013-04-09 7,195 $0.00 7,195 $3.34
Common Stock Stock Option Disposition 2013-04-09 2,875 $0.00 2,875 $3.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-10-15 No 4 M Direct
0 2019-01-20 No 4 M Direct
0 2019-01-20 No 4 M Direct
0 2020-02-19 No 4 M Direct
0 2020-02-19 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a predefined price target in a trading plan qualified under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, that was effective December 6, 2012.
  2. On October 15, 2008, the Reporting Person received a grant of 5,175 stock options under the Issuer's 1998 Stock Option Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the date of grant and 2% each month for the next three years.
  3. On January 20, 2009, the Reporting Person received a grant of 7,374 stock options under the Issuer's 1998 Stock Option Plan. The options become exercisable based on the following vesting schedule: 25% on the first anniversary of the grant and 6.25% every three months thereafter.
  4. On January 20, 2009, the Reporting Person received a grant of 25,396 stock options under the Issuer's 1998 Stock Option Plan. The options become exercisable based on the following vesting schedule: 25% on the first anniversary of the grant and 6.25% every three months thereafter.
  5. On February 19, 2010, the Reporting Person received a grant of 7,195 stock options under the Issuer's 2005 Omnibus Incentive Plan. The options become exercisable based on the following vesting schedule: 25% on the first anniversary of the grant and 6.25% every three months thereafter.
  6. On February 19, 2010, the Reporting Person was granted options to purchase shares of Common Stock under the Issuer's 2005 Omnibus Incentive Plan, which are subject to both performance conditions and time-based vesting. On February 17, 2011, the performance criteria for 11,500 of these options had been satisfied because the Issuer's Phase 3 pivotal study of GATTEX (teduglutide) had met the primary efficacy endpoint of reducing parenteral nutrition dependence in patients with adult short bowel syndrome. These 11,500 options will vest and become exercisable based on the following vesting schedule: 25% on each of the first four anniversaries of the date of grant.