Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2013-04-10 15:21:02
Reporting Period:
Filing Date:
Accepted Time:
2013-04-10 15:21:02
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
6955 Actuant Corp ATU Misc Industrial & Commercial Machinery & Equipment (3590) 390168610
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210581 Andrew Lampereur N86 W12500 Westbrook Crossing
Menomonee Falls WI 53051
Executive Vice President - Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-04-08 35,400 $15.91 260,272 No 4 M Direct
Clss A Common Stock Disposition 2013-04-08 24,800 $29.55 235,472 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2013-04-08 35,400 $0.00 35,400 $15.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-10-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 11,969 Indirect By 401(k)
Class A Common Stock 735 Indirect By ESPP
Class A Common Stock 3,999 Indirect By Deferred Compensation Plan
Class A Common Stock 28,000 Indirect By IRA
Class A Common Stock 2,250 Indirect By Family
  1. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.53 to $29.59 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in Footnote (1) to this Form 4.
  2. Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investment. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
  3. Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan.
  4. Shares held by the reporting person's children through custodians.
  5. Option granted under the Actuant Corporation 2002 Stock Option Plan.
  6. Fifty percent of the option became exercisable on 10/21/2005 and the balance became exercisable on 10/21/2008.