Filing Details

Accession Number:
0001179110-13-006597
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-09 16:49:08
Reporting Period:
2013-04-05
Filing Date:
2013-04-09
Accepted Time:
2013-04-09 16:49:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
909954 Green Mountain Coffee Roasters Inc GMCR Miscellaneous Food Preparations & Kindred Products (2090) 030339228
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1448355 Michelle Stacy 33 Coffee Lane
Waterbury VT 05676
President, Keurig No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Gmcr Common Stock Acquisiton 2013-04-05 8,000 $6.20 11,655 No 4 M Direct
Gmcr Common Stock Disposition 2013-04-05 8,000 $52.98 3,655 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Gmcr Common Stock GMCR Stock Option Disposition 2013-04-05 8,000 $0.00 8,000 $6.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,750 2018-11-03 No 4 M Direct
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2012.
  2. This transaction was executed in multiple trades at prices ranging from $52.95 to $53.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Due to broker error, a transaction pursuant to the reporting person's Rule 10b5-1 trading plan at a sale price of $59.00 per share was missed on April 1, 2013. Pursuant to Section 4 of the reporting person's Rule 10b5-1 trading plan, the broker has credited the reporting person's account to reflect a sale price of $59.00 per share for each of the 8,000 shares sold in the transaction reported on this Form 4.
  3. The option vests in four equal annual installments, with the first installment vesting on November 3, 2009.
  4. 1 for 1