Filing Details

Accession Number:
0001181431-13-021272
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-05 17:18:43
Reporting Period:
2013-04-03
Filing Date:
2013-04-05
Accepted Time:
2013-04-05 17:18:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1400431 Patheon Inc PTI Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1517834 Antonella Mancuso Viale Gb Stucchi 110
Monza L6 20900
President, Glbl Commercial Ops No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Voting Shares Acquisiton 2013-04-03 49,748 $3.20 49,748 No 4 M Direct
Restricted Voting Shares Acquisiton 2013-04-03 50,000 $2.54 99,748 No 4 M Direct
Restricted Voting Shares Acquisiton 2013-04-03 42,000 $2.55 141,748 No 4 M Direct
Restricted Voting Shares Acquisiton 2013-04-03 45,600 $2.56 187,348 No 4 M Direct
Restricted Voting Shares Acquisiton 2013-04-03 13,250 $1.82 200,598 No 4 M Direct
Restricted Voting Shares Disposition 2013-04-03 200,598 $4.09 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Restricted Voting Shares Employee Stock Option (right to buy) Disposition 2013-04-03 49,748 $0.00 49,748 $3.20
Restricted Voting Shares Employee Stock Option (right to buy) Disposition 2013-04-03 50,000 $0.00 50,000 $2.54
Restricted Voting Shares Employee Stock Option (right to buy) Disposition 2013-04-03 42,000 $0.00 42,000 $2.55
Restricted Voting Shares Employee Stock Option (right to buy) Disposition 2013-04-03 45,600 $0.00 45,600 $2.56
Restricted Voting Shares Employee Stock Option (right to buy) Disposition 2013-04-03 13,250 $0.00 13,250 $1.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-01-21 No 4 M Direct
0 2016-10-26 No 4 M Direct
28,000 2020-03-17 No 4 M Direct
68,400 2020-06-15 No 4 M Direct
53,002 2020-03-13 No 4 M Direct
Footnotes
  1. The exercise price was converted from C$3.25 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
  2. The exercise price was converted from C$2.58 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
  3. The exercise price was converted from C$2.59 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
  4. The exercise price was converted from C$2.60 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
  5. The exercise price was converted from C$1.85 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
  6. The sale price was converted from C$4.15 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
  7. The option vested in three equal annual installments on January 21, 2009, January 21, 2010 and January 21, 2011.
  8. The option vested in three equal annual installments on October 26, 2010, October 26, 2011 and October 26, 2012.
  9. The option vests in five equal annual installments on March 17, 2011, March 17, 2012, March 17, 2013, March 17, 2014 and March 17, 2015.
  10. The option vests in five equal annual installments on June 15, 2011, June 15, 2012, June 15, 2013, June 15, 2014 and June 15, 2015.
  11. The option vests in five equal annual installments on March 14, 2013, March 14, 2014, March 14, 2015, March 14, 2016 and March 14, 2017.