Filing Details

Accession Number:
0001209191-13-020387
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-04 14:04:17
Reporting Period:
2012-02-08
Filing Date:
2013-04-04
Accepted Time:
2013-04-04 14:04:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101984 Universal Electronics Inc UEIC Household Audio & Video Equipment (3651) 330204817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1357137 J Paul Bennett 201 Sandpointe Avenue
Suite 800
Santa Ana CA 92707-6708
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-28 32,811 $12.58 96,135 No 4 M Direct
Common Stock Disposition 2013-02-28 32,811 $19.15 63,344 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Emp Stock Option (Rt. to Buy) Acquisiton 2012-02-08 22,800 $20.09 22,800 $20.09
Common Emp Stock Option (Rt. to Buy) Acquisiton 2013-02-13 23,100 $19.25 23,100 $19.25
Common Emp Stock Option (Rt. to Buy) Disposition 2013-02-28 32,811 $12.58 32,811 $12.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
143,211 2012-05-08 2022-02-08 No 4 A Direct
166,311 2013-05-13 2023-02-13 No 4 A Direct
133,500 2013-02-28 2013-02-28 No 4 M Direct
Footnotes
  1. Employee Stock Option (Rt to Buy) grant to Reporting Person in accordance with one of Universal Electronics Inc's various Stock Incentive Plans which provides for ratable vesting each quarter for three years after one year following the date of grant or earlier under certain circumstances.
  2. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
  3. Number of Derivative Securities beneficially owned following reported transaction has been adjusted to reflect an adjustment for 10,000 options that have expired.