Filing Details

Accession Number:
0001562834-13-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-04 10:00:58
Reporting Period:
2012-10-12
Filing Date:
2013-04-04
Accepted Time:
2013-04-04 10:00:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
851169 Helios Total Return Fund Inc HTR () 132529369
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1294561 P Louis Salvatore C/o Brookfield Investment Management Inc
Brookfield Place, 250 Vesey Street, 15Fl
New York NY 10281-1023
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Rights Offering Disposition 2012-10-12 1 $0.73 3,511 No 4 S Direct
Rights Offering Acquisiton 2012-10-29 1,170 $21.50 4,680 No 4 P Direct
Rights Offering Acquisiton 2012-10-29 1,871 $21.50 6,552 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Fractional Right Sale
  2. Filer exercised his full Transferable Rights of Original Holdings.
  3. Over allotment (subscription) purchase
  4. Filer did not exercise his Transferable Rights
  5. Over Subscription