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Home > Insider Trading > Filing (0001562834-13-000018)

Filing Details

Accession Number:: 0001562834-13-000018
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-04-04 10:00:58
Reporting Period:: 2012-10-12

Filing Date:: 2013-04-04
Accepted Time:: 2013-04-04 10:00:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
851169	Helios Total Return Fund Inc	HTR	()	132529369

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1294561	P Louis Salvatore	C/O Brookfield Investment Management Inc Brookfield Place, 250 Vesey Street, 15Fl New York NY 10281-1023		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Rights Offering	Disposition	2012-10-12	1	$0.73	3,511	No	4	S	Direct
Rights Offering	Acquisiton	2012-10-29	1,170	$21.50	4,680	No	4	P	Direct
Rights Offering	Acquisiton	2012-10-29	1,871	$21.50	6,552	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

Fractional Right Sale
Filer exercised his full Transferable Rights of Original Holdings.
Over allotment (subscription) purchase
Filer did not exercise his Transferable Rights
Over Subscription