Filing Details
- Accession Number:
- 0001181431-13-020710
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-03 18:30:44
- Reporting Period:
- 2013-04-02
- Filing Date:
- 2013-04-03
- Accepted Time:
- 2013-04-03 18:30:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1532961 | Nv5 Holdings Inc. | NVEE | Services-Miscellaneous Business Services (7380) | 453458017 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1078734 | Dickerson Wright | 200 South Park Road Suite 350 Hollywood FL 33021 | Ceo And President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-02 | 166,667 | $0.00 | 207,011 | No | 4 | P | Indirect | Wright Family Trust dated December 12, 1990 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Wright Family Trust dated December 12, 1990 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (Right to Buy) | Acquisiton | 2013-04-02 | 166,667 | $0.00 | 166,667 | $7.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 166,667 | 2013-09-27 | 2018-03-27 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 338,430 | Indirect | Dickerson Wright 2010 GRAT dated June 28, 2010 |
| Common Stock | 338,430 | Indirect | Katherine Wright 2010 GRAT dated June 28, 2010 |
| Common Stock | 552,203 | Indirect | Dickerson Wright 2012 GRAT dated November 9, 2012 |
| Common Stock | 552,203 | Indirect | Katherine Wright 2012 GRAT dated November 9, 2012 |
Footnotes
- The reported securities are part of a Unit purchased by the reporting person for $6.00 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one share of common stock.
- Dickerson Wright and his wife Katherine Wright are trustees. Mr. Wright disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
