Filing Details

Accession Number:
0001181431-13-020699
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-03 18:18:28
Reporting Period:
2013-04-02
Filing Date:
2013-04-03
Accepted Time:
2013-04-03 18:18:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1532961 Nv5 Holdings Inc. NVEE Services-Miscellaneous Business Services (7380) 453458017
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1316774 D William Pruitt 200 South Park Road
Suite 350
Hollywood FL 33021
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-02 8,000 $0.00 8,000 No 4 P Indirect Pruitt Enterprises, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Pruitt Enterprises, LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (Right to Buy) Acquisiton 2013-04-02 8,000 $0.00 8,000 $7.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,000 2013-09-27 2018-03-27 No 4 P Indirect
Footnotes
  1. The reported securities are part of a Unit purchased by the reporting person for $6.00 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one share of common stock.
  2. Mr. Pruitt is the President of Pruitt Ventures, Inc. which is the general partner of Pruitt Enterprises, LP and has voting and dispositive power with respect to these shares. Mr. Pruitt disclaims beneficial ownership except to the extent of any indirect pecuniary interest therein.