Filing Details
- Accession Number:
- 0001397635-13-000003
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-04-03 17:43:54
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-04-03
- Accepted Time:
- 2013-04-03 17:43:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88000 | Scotts Liquid Gold Inc | SLGD | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 840920811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1314801 | Yorktown Avenue Capital, Llc | 15 East 5Th Street, Suite 3200 Tulsa OK 74103 | No | No | Yes | No | |
| 1386979 | M Charles Gillman | 15 East 5Th Street-Suite 3200 Tulsa OK 74103 | No | No | Yes | No | |
| 1386980 | F James Adelson | 15 East 5Th Street, Suite 3200 Tulsa OK 74103 | No | No | Yes | No | |
| 1386981 | J Stephen Heyman | 15 East 5Th Street, Suite 3200 Tulsa OK 74103 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-10-17 | 49,129 | $0.13 | 0 | No | 4 | S | Indirect | Boston Avenue Capital LLC |
| Common Stock | Disposition | 2012-10-18 | 75,000 | $0.12 | 0 | No | 4 | S | Indirect | Boston Avenue Capital LLC |
| Common Stock | Disposition | 2012-10-22 | 50,000 | $0.12 | 0 | No | 4 | S | Indirect | Boston Avenue Capital LLC |
| Common Stock | Disposition | 2012-10-23 | 164,479 | $0.12 | 0 | No | 4 | S | Indirect | Boston Avenue Capital LLC |
| Common Stock | Disposition | 2012-10-19 | 32,500 | $0.12 | 1,044,901 | No | 4 | S | Indirect | Yorktown Avenue Capital, LLC |
| Common Stock | Disposition | 2012-10-23 | 45,521 | $0.12 | 1,044,901 | No | 4 | S | Indirect | Yorktown Avenue Capital, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Boston Avenue Capital LLC |
| No | 4 | S | Indirect | Boston Avenue Capital LLC |
| No | 4 | S | Indirect | Boston Avenue Capital LLC |
| No | 4 | S | Indirect | Boston Avenue Capital LLC |
| No | 4 | S | Indirect | Yorktown Avenue Capital, LLC |
| No | 4 | S | Indirect | Yorktown Avenue Capital, LLC |
Footnotes
- Each of Boston Avenue Capital LLC ("Boston"), and Yorktown Avenue Capital, LLC ("Yorktown"), directly beneficially owns and has voting and dispositive powers over their respective shares of the reported securities. Stephen J. Heyman and James F. Adelson (as the sole Managers of Boston and Yorktown), and Charles M. Gillman (as the portfolio manager of Boston and Yorktown), have the power to vote or direct the vote of (and the power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Boston and Yorktown, and may each be deemed to be an indirect beneficial owner of the reported securities. Messrs. Heyman, Adelson, and Gillman disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein.
- Each of the reporting persons ceased to be an insider on October 23, 2012.
Billionaire Hedge Funds
