Filing Details

Accession Number:
0001209191-13-020138
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-03 16:08:14
Reporting Period:
2013-04-02
Filing Date:
2013-04-03
Accepted Time:
2013-04-03 16:08:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
56873 Kroger Co KR Retail-Grocery Stores (5411) 310345740
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186583 J Geoffrey Covert The Kroger Co.
1014 Vine Street
Cincinnati OH 45202
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-02 40,000 $17.31 154,247 No 4 M Direct
Common Stock Disposition 2013-04-02 40,000 $32.74 114,247 No 4 S Direct
Common Stock Acquisiton 2013-04-02 5,000 $15.92 119,247 No 4 M Direct
Common Stock Disposition 2013-04-02 5,000 $32.76 114,247 No 4 S Direct
Common Stock Acquisiton 2013-04-02 40,000 $16.39 154,247 No 4 M Direct
Common Stock Disposition 2013-04-02 40,000 $32.75 114,247 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option Disposition 2013-04-02 40,000 $0.00 40,000 $17.31
Common Stock Non-Qualified Stock Option Disposition 2013-04-02 5,000 $0.00 5,000 $15.92
Common Stock Non-Qualified Stock Option Disposition 2013-04-02 40,000 $0.00 40,000 $16.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-05-06 No 4 M Direct
0 2015-04-08 No 4 M Direct
0 2015-05-05 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.71 to $32.78, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.755 to $32.762, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.73 to $32.755, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  4. These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
  5. These options were granted under an option plan of The Kroger Co. and vest in equal annual installments in whole share amounts over a three-year period, at the rate of one-third per year commencing one year after the date of grant, with the remainder vesting three years from the date of grant.