Filing Details

Accession Number:
0001181431-13-020519
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-03 16:07:31
Reporting Period:
2013-04-01
Filing Date:
2013-04-03
Accepted Time:
2013-04-03 16:07:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375557 Guidance Software Inc. GUID Services-Prepackaged Software (7372) 954661210
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091426 J Barry Plaga C/O Guidance Software, Inc.
215 North Marengo Ave.
Pasadena CA 91101
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-01 5,000 $2.85 155,377 No 4 M Direct
Common Stock Disposition 2013-04-01 5,000 $10.51 150,377 No 4 S Direct
Common Stock Disposition 2013-04-01 2,000 $10.61 148,377 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-04-01 5,000 $0.00 5,000 $2.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2012-10-01 2018-10-31 No 4 M Direct
Footnotes
  1. Pursuant to a Section 10b5-1 Plan established by Mr. Plaga on August 9, 2012, 2,000 shares of Common Stock and vested stock options representing a total of 5,000 shares of Common Stock were exercised and sold, at an average price of $10.593 per share.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.29 to $10.69 per share, inclusive.
  3. The reporting person undertakes to provide Guidance Software, Inc., any security holder of Guidance Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges indicated in the footnotes to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $10.80 per share, inclusive.
  5. The exercised options are part of an award granted to Mr. Plaga on October 31, 2008, which fully vested over a four-year period after the grant date.