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Home > Insider Trading > Filing (0001271163-13-000014)

Filing Details

Accession Number:: 0001271163-13-000014
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-04-03 13:56:02
Reporting Period:: 2013-04-01

Filing Date:: 2013-04-03
Accepted Time:: 2013-04-03 13:56:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1378701	Gdl Fund	GDL.B	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185533	J Mario Gabelli	C/O Gamco Investors, Inc One Corporate Center Rye NY 10580	Control Person Of Adviser	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series B Cumulative Puttable And Callable Preferred Shares	Disposition	2013-04-01	25,000	$50.21	105,000	No	4	S	Indirect	GGCP, Inc.
Series B Cumulative Puttable And Callable Preferred Shares	Acquisiton	2013-04-01	25,000	$50.21	450,148	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	GGCP, Inc.
No	4	P	Direct

Footnotes

The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
The shares reported were acquired through a cross trade with GGCP, Inc.