Filing Details

Accession Number:
0001179110-13-006052
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-01 14:02:33
Reporting Period:
2013-04-01
Filing Date:
2013-04-01
Accepted Time:
2013-04-01 14:02:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1532543 Roi Acquisition Corp. ROIQ Blank Checks (6770) 453414553
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566936 Joseph Stein 601 Lexington Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-01 4,000 $0.01 4,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Up to 1,176 of such shares shall be subject to forfeiture as follows: (i) 564 of the shares shall be subject to forfeiture by the holder in the event that the last sales price of the Issuer's stock does not equal or exceed $12.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period within 5 years following the closing of the Issuer's initial business combination, and (ii) 612 shares shall be subject to forfeiture by the holder in the event that the last sales price of the Issuer's stock does not equal or exceed $15.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period within 5 years following the closing of the Issuer's initial business combination.