Filing Details

Accession Number:
0001225208-13-008718
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-01 12:25:50
Reporting Period:
2013-03-28
Filing Date:
2013-04-01
Accepted Time:
2013-04-01 12:25:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062438 Pulaski Financial Corp PULB Savings Institution, Federally Chartered (6035) 431816913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1055099 A Leon Felman 12300 Olive Boulevard
St. Louis MO 63141
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-28 1,940 $10.31 180,134 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,069 Indirect By Daughter IRA
Common Stock 572,288 Indirect By Family Trust
Preferred Stock (Series A) 330 Indirect By Family Trust
Common Stock 118,067 Indirect By IRA I
Common Stock 44,684 Indirect By Spouse IRA
Common Stock 585 Indirect By Stock Award
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualfied Stock Option (right to buy) $11.53 2004-07-21 2014-07-21 6,000 6,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-07-21 6,000 6,000 Direct
Footnotes
  1. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan will vest on December 15, 2011.
  2. Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.