Filing Details

Accession Number:
0001209191-13-019067
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-03-29 18:37:33
Reporting Period:
2013-03-15
Filing Date:
2013-03-29
Accepted Time:
2013-03-29 18:37:33
Original Submission Date:
2013-03-18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316656 Dresser-Rand Group Inc. DRC Engines & Turbines (3510) 201780492
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1453419 Luciano Mozzato 10205 Westheimer, Suite 1000
Houston TX 77042
Exec. Vp, Services Worldwide No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-15 2,630 $0.00 15,852 No 4 M Direct
Common Stock Disposition 2013-03-15 720 $60.87 15,132 No 4 F Direct
Common Stock Disposition 2013-03-15 384 $60.87 14,748 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Vesting of restricted stock unit grant dated 03/15/2012 pursuant to the Dresser-Rand Group Inc. 2008 Stock Incentive Plan. This grant resulted from the Company's determination to make the incentive payment for 2011 under the Company's Annual Incentive Plan in the form of restricted stock units that fully vested on the first anniversary of the grant date, rather than in cash.
  2. The original Form 4, filed with the SEC on behalf of the reporting person on March 18, 2013, erroneously overstated the number of shares of common stock withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units and did not reflect the number of shares sold by the reporting person to the Company to cover the tax withholding in excess of the federal required rate in accordance with the 2008 Stock Incentive Plan. This amendment to the original Form 4 corrects these errors and reflects the corrected amount of securities beneficially owned following each reported transaction.