Filing Details

Accession Number:
0001209191-13-019065
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-03-29 18:35:48
Reporting Period:
2013-02-15
Filing Date:
2013-03-29
Accepted Time:
2013-03-29 18:35:48
Original Submission Date:
2013-02-19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316656 Dresser-Rand Group Inc. DRC Engines & Turbines (3510) 201780492
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1414131 Francis Mark Mai C/o Dresser-Rand Group Inc.
10205 Westheimer, Suite 1000
Houston TX 77042
Vp,gen Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-15 2,261 $0.00 35,042 No 4 M Direct
Common Stock Disposition 2013-02-15 613 $62.19 34,429 No 4 F Direct
Common Stock Disposition 2013-02-15 330 $62.19 34,099 No 4 S Direct
Common Stock Acquisiton 2013-02-15 2,115 $0.00 36,214 No 4 M Direct
Common Stock Disposition 2013-02-15 579 $62.19 35,635 No 4 F Direct
Common Stock Disposition 2013-02-15 309 $62.19 35,326 No 4 S Direct
Common Stock Acquisiton 2013-02-15 1,835 $0.00 37,161 No 4 M Direct
Common Stock Disposition 2013-02-15 502 $62.19 36,659 No 4 F Direct
Common Stock Disposition 2013-02-15 269 $62.19 36,390 No 4 S Direct
Common Stock Acquisiton 2013-02-15 2,529 $0.00 38,919 No 4 A Direct
Common Stock Disposition 2013-02-15 693 $62.19 38,226 No 4 F Direct
Common Stock Disposition 2013-02-15 370 $62.19 37,856 No 4 S Direct
Common Stock Acquisiton 2013-02-15 2,307 $0.00 40,163 No 4 A Direct
Common Stock Disposition 2013-02-15 631 $62.19 39,532 No 4 F Direct
Common Stock Disposition 2013-02-15 338 $62.19 39,194 No 4 S Direct
Common Stock Acquisiton 2013-02-15 1,824 $0.00 41,018 No 4 A Direct
Common Stock Disposition 2013-02-15 499 $62.19 40,519 No 4 F Direct
Common Stock Disposition 2013-02-15 267 $62.19 40,252 No 4 S Direct
Common Stock Disposition 2013-02-16 781 $62.19 39,471 No 4 F Direct
Common Stock Disposition 2013-02-16 369 $62.19 39,102 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Vesting of restricted stock unit grant dated February 15, 2010 pursuant to the Dresser-Rand Group Inc. 2008 Stock Incentive Plan (the "Plan").
  2. The original Form 4, filed with the SEC on behalf of the reporting person on February 19, 2013, erroneously overstated the number of shares of common stock withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock and restricted stock units and did not reflect the number of shares sold by the reporting person to the Company to cover the tax withholding in excess of the federal required rate in accordance with the 2008 Stock Incentive Plan. This amendment to the original Form 4 corrects these errors and reflects the corrected amount of securities beneficially owned following each reported transaction.
  3. Vesting of restricted stock unit grant dated February 15, 2011 pursuant to the Plan.
  4. Vesting of restricted stock unit grant dated February 15, 2012 pursuant to the Plan.
  5. Represents shares issued in settlement of vesting of performance restricted stock unit grant dated March 10, 2010 pursuant to the Plan.
  6. Represents shares issued in settlement of vesting of performance restricted stock unit grant dated February 15, 2011 pursuant to the Plan.
  7. Represents shares issued in settlement of vesting of performance restricted stock unit grant dated February 15, 2012 pursuant to the Plan.