Filing Details

Accession Number:
0001209191-13-019061
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-03-29 18:34:20
Reporting Period:
2013-02-15
Filing Date:
2013-03-29
Accepted Time:
2013-03-29 18:34:20
Original Submission Date:
2013-02-19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316656 Dresser-Rand Group Inc. DRC Engines & Turbines (3510) 201780492
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1332652 Christopher Rossi 10205 Westheimer, Suite 1000
Houston TX 77042
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-15 1,983 $0.00 29,342 No 4 M Direct
Common Stock Disposition 2013-02-15 525 $62.19 28,817 No 4 F Direct
Common Stock Disposition 2013-02-15 290 $62.19 28,527 No 4 S Direct
Common Stock Acquisiton 2013-02-15 1,471 $0.00 29,998 No 4 M Direct
Common Stock Disposition 2013-02-15 390 $62.19 29,608 No 4 F Direct
Common Stock Disposition 2013-02-15 214 $62.19 29,394 No 4 S Direct
Common Stock Acquisiton 2013-02-15 2,405 $0.00 31,799 No 4 M Direct
Common Stock Disposition 2013-02-15 637 $62.19 31,162 No 4 F Direct
Common Stock Disposition 2013-02-15 351 $62.19 30,811 No 4 S Direct
Common Stock Acquisiton 2013-02-15 2,219 $0.00 33,030 No 4 A Direct
Common Stock Disposition 2013-02-15 588 $62.19 32,442 No 4 F Direct
Common Stock Disposition 2013-02-15 324 $62.19 32,118 No 4 S Direct
Common Stock Acquisiton 2013-02-15 1,605 $0.00 33,723 No 4 A Direct
Common Stock Disposition 2013-02-15 425 $62.19 33,298 No 4 F Direct
Common Stock Disposition 2013-02-15 234 $62.19 33,064 No 4 S Direct
Common Stock Acquisiton 2013-02-15 2,389 $0.00 35,453 No 4 A Direct
Common Stock Disposition 2013-02-15 632 $62.19 34,821 No 4 F Direct
Common Stock Disposition 2013-02-15 349 $62.19 34,472 No 4 S Direct
Common Stock Disposition 2013-02-16 656 $62.19 33,816 No 4 F Direct
Common Stock Disposition 2013-02-15 299 $62.19 33,517 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Vesting of restricted stock unit grant dated February 15, 2010 pursuant to the Dresser-Rand Group Inc. 2008 Stock Incentive Plan (the "Plan").
  2. The original Form 4, filed with the SEC on behalf of the reporting person on February 19, 2013, erroneously overstated the number of shares of common stock withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock and restricted stock units and did not reflect the number of shares sold by the reporting person to the Company to cover the tax withholding in excess of the federal required rate in accordance with the 2008 Stock Incentive Plan. This amendment to the original Form 4 corrects these errors and reflects the corrected amount of securities beneficially owned following each reported transaction.
  3. Vesting of restricted stock unit grant dated February 15, 2011 pursuant to the Plan.
  4. Vesting of restricted stock unit grant dated February 15, 2012 pursuant to the Plan.
  5. Represents shares issued in settlement of vesting of performance restricted stock unit grant dated March 15, 2010 pursuant to the Plan.
  6. Represents shares issued in settlement of vesting of performance restricted stock unit grant dated February 15, 2011 pursuant to the Plan.
  7. Represents shares issued in settlement of vesting of performance restricted stock unit grant dated February 15, 2012 pursuant to the Plan.