Filing Details
- Accession Number:
- 0001209191-13-019020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-29 17:05:58
- Reporting Period:
- 2013-03-28
- Filing Date:
- 2013-03-29
- Accepted Time:
- 2013-03-29 17:05:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 876343 | Biotime Inc | BTX | Biological Products, (No Disgnostic Substances) (2836) | 943127919 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229339 | D Alfred Kingsley | 150 E. 57Th Street New York NY 10022 | See Remarks | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Disposition | 2013-03-28 | 200,000 | $3.81 | 7,090,055 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares, No Par Value | 1,682,505 | Indirect | By Greenbelt Corp. |
| Common Shares, No Par Value | 375,351 | Indirect | By Greenway Partners, LP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Puchase Common Shares | $4.60 | 2017-06-30 | 50,000 | 50,000 | Direct | |
| Common Shares | Option to Puchase Common Shares | $5.13 | 2016-06-30 | 50,000 | 50,000 | Direct | |
| Common Shares | Option to Puchase Common Shares | $5.45 | 2015-08-09 | 50,000 | 50,000 | Direct | |
| Common Shares | Option to Puchase Common Shares | $2.30 | 2014-07-01 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-06-30 | 50,000 | 50,000 | Direct |
| 2016-06-30 | 50,000 | 50,000 | Direct |
| 2015-08-09 | 50,000 | 50,000 | Direct |
| 2014-07-01 | 50,000 | 50,000 | Direct |
Footnotes
- On March 28, 2013, Mr. Kingsley sold 200,000 BioTime common shares in a private transaction.
- Does not include shares that Mr. Kingsley may acquire through the exercise of certain options.
- 12,500 options became exercisable on September 30, 2012; 12,500 options became exercisable on December 31, 2012; and the remaining 25,000 options will become exercisable in 2 equal quarterly installments based upon continued service on the board of directors.
- 12,500 options became exercisable on September 30, 2011; December 31, 2011; March 31, 2012; and June 30, 2012.
- 12,500 options became exercisable on September 30, 2010; December 31, 2010; March 31, 2011; and June 30, 2011.
- 12,500 options became exercisable on September 30, 2009; December 31, 2009; March 31, 2010; and June 30, 2010.
Billionaire Hedge Funds
