Filing Details

Accession Number:
0001181431-13-019436
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-28 21:36:26
Reporting Period:
2013-03-26
Filing Date:
2013-03-28
Accepted Time:
2013-03-28 21:36:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
900349 Perry Ellis International Inc PERY Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) 591162998
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356723 Stephen Harriman 3000 Nw 107Th Avenue
Miami FL 33172
President, Bottoms Division No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-03-26 7,700 $0.00 16,291 No 4 D Direct
Common Stock Acquisiton 2013-03-26 2,507 $0.00 18,798 No 4 A Direct
Common Stock Disposition 2013-03-27 2,041 $18.21 16,757 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Right $18.19 2013-03-19 2019-03-18 12,120 12,120 Direct
Common Stock Stock Appreciation Right $28.38 2012-04-11 2018-04-10 7,824 7,824 Direct
Common Stock Stock Options $4.63 2010-03-18 2019-03-17 23,959 23,959 Direct
Common Stock Stock Appreciation Right $24.93 2011-04-19 2017-04-18 9,551 9,551 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-03-18 12,120 12,120 Direct
2018-04-10 7,824 7,824 Direct
2019-03-17 23,959 23,959 Direct
2017-04-18 9,551 9,551 Direct
Footnotes
  1. Reflects the forfeiture of restricted stock awarded pursuant to a grant made in October 2008, which was forfeited on March 26, 2013, because the Company did not meet the applicable performance goals.
  2. Includes (i) 4,405 shares of restricted stock granted in April 2011; and (ii) 6,872 shares of restricted stock granted in March 2012, which in all cases vest up to 100% on the date the Company files its Annual Report on Form 10-K for fiscal 2014 and fiscal 2015, respectively; provided that Mr. Harriman is still an employee of the Company on such dates, and the Company has met certain performance criteria. With respect to the grants made in April 2011 and March 2012, Mr. Harriman may be entitled to up to an additional 50% of the restricted stock in the event the Company exceeds the performance goals.
  3. Reflects additional shares awarded pursuant to a grant made in April 2010, which grant vested on March 26, 2013, because the Company exceeded the performance goals tied to the original grant.
  4. Reflects shares sold to pay taxes associated with the vesting of restricted stock on March 26, 2013.
  5. Of the shares subject to the stock appreciation right, 4,040 shares are fully vested. The remainder of the shares shall vest and become exercisable in two equal installments of 4,040 shares on March 19, 2014 and March 19, 2015.
  6. Of the shares subject to the stock appreciation right, 2,608 shares are fully vested. The remainder of the shares shall vest and become exercisable in two equal installments of 2,608 shares on April 11, 2013 April 11, 2014.
  7. Of the shares subject to the stock appreciation right, 6,367 shares are fully vested. The remaining 3,184 shares shall vest and become exercisable on April 19, 2013.