Filing Details

Accession Number:
0001181431-13-019430
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-28 21:28:58
Reporting Period:
2013-03-26
Filing Date:
2013-03-28
Accepted Time:
2013-03-28 21:28:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1458693 A Matthew Drapkin 500 Crescent Court
Suite 230
Dallas TX 75201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-03-26 10,362 $3.07 0 No 4 S Indirect See Footnotes
Common Stock Disposition 2013-03-26 1,238 $3.07 0 No 4 S Indirect See Footnotes
Common Stock Acquisiton 2013-03-26 256,676 $1.50 256,676 No 4 X Indirect See Footnotes
Common Stock Acquisiton 2013-03-26 31,724 $1.50 31,724 No 4 X Indirect See Footnotes
Common Stock Disposition 2013-03-26 256,676 $3.07 0 No 4 S Indirect See Footnotes
Common Stock Disposition 2013-03-26 31,724 $3.07 0 No 4 S Indirect See Footnotes
Common Stock Acquisiton 2013-03-27 222,500 $1.50 222,500 No 4 X Indirect See Footnotes
Common Stock Acquisiton 2013-03-27 27,500 $1.50 27,500 No 4 X Indirect See Footnotes
Common Stock Disposition 2013-03-27 222,500 $3.02 0 No 4 S Indirect See Footnotes
Common Stock Disposition 2013-03-27 27,500 $3.02 0 No 4 S Indirect See Footnotes
Common Stock Acquisiton 2013-03-28 163,351 $1.50 163,351 No 4 X Indirect See Footnotes
Common Stock Acquisiton 2013-03-28 20,189 $1.50 20,189 No 4 X Indirect See Footnotes
Common Stock Disposition 2013-03-28 163,351 $3.02 0 No 4 S Indirect See Footnotes
Common Stock Disposition 2013-03-28 20,189 $3.02 0 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 X Indirect See Footnotes
No 4 X Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 X Indirect See Footnotes
No 4 X Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 X Indirect See Footnotes
No 4 X Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Disposition 2013-03-26 256,676 $0.00 256,676 $1.50
Common Stock Warrant (right to buy) Disposition 2013-03-26 31,724 $0.00 31,724 $1.50
Common Stock Warrant (right to buy) Disposition 2013-03-27 222,500 $0.00 222,500 $1.50
Common Stock Warrant (right to buy) Disposition 2013-03-27 27,500 $0.00 27,500 $1.50
Common Stock Warrant (right to buy) Disposition 2013-03-28 163,351 $0.00 163,351 $1.50
Common Stock Warrant (right to buy) Disposition 2013-03-28 20,189 $0.00 20,189 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,078,324 2010-08-27 2015-08-27 No 4 X Indirect
133,276 2010-08-27 2015-08-27 No 4 X Indirect
855,824 2010-08-27 2015-08-27 No 4 X Indirect
105,776 2010-08-27 2015-08-27 No 4 X Indirect
692,473 2010-08-27 2015-08-27 No 4 X Indirect
85,587 2010-08-27 2015-08-27 No 4 X Indirect
Footnotes
  1. The sales reported in this statement were effected pursuant to Rule 10b5-1 trading plans adopted by each of Becker Drapkin Partners (QP), L.P. ("QP Fund") and Becker Drapkin Partners, L.P. ("LP Fund") on February 25, 2013.
  2. This statement is filed by and on behalf of Matthew A. Drapkin. QP Fund and LP Fund are the direct beneficial owners of the securities covered by this statement. Becker Drapkin Management, L.P. ("BD Management") is the general partner of, and may be deemed to beneficially own securities owned by, each of QP Fund and LP Fund. BC Advisors, LLC ("BC Advisors") is the general partner of, and may be deemed to beneficially own securities owned by, BD Management. Steven R. Becker and Mr. Drapkin are the co-managing members of, and may be deemed to beneficially own securities owned by, BC Advisors.
  3. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
  4. The reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
  5. Represents shares directly beneficially owned by QP Fund.
  6. Represents shares directly beneficially owned by LP Fund.