Filing Details

Accession Number:
0001181431-13-019401
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-28 20:52:47
Reporting Period:
2013-03-26
Filing Date:
2013-03-28
Accepted Time:
2013-03-28 20:52:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1444363 Gain Capital Holdings Inc. GCAP Commodity Contracts Brokers & Dealers (6221) 204568600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536870 Michel Daher Ferzol Main Road, Po Box 241
Ferzol M8 M8
No No Yes No
1537950 Abdallah Daher Po Box 241
Ferzol Main Road
Ferzol M8 M8
No No Yes No
1562059 Ltd Assets Global Master Walkers Corporate Services (Bvi) Limited
Walkers Chambers 171 Main Street
Road Town Tortola D8 D8 VG91110
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-26 21,476 $4.52 4,649,719 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This is a an average price. The shares of common stock purchased on March 26, 2013 were purchased pursuant to numerous transactions at an average price of $4.5161 per share, a high price of $4.53 per share and a low price of $4.48 per share. The reporting persons undertake to provide to GAIN Capital Holdings, Inc. ("GAIN"), any security holder of GAIN, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The shares reported on this Form 4 are owned directly by Master Global Assets Limited ("MGAL"). This Form 4 is being filed jointly by MGAL, Michel Daher and Abdallah Daher. Michel Daher and Abdallad Daher may be deemed to indirectly beneficially own the shares owned directly by MGAL because they are both the owners and directors of MGAL. Michel Daher and Abdallah Daher disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Michel Daher or Abdallah Daher is the beneficial owner of any of the securities reported herein.