Filing Details

Accession Number:
0001181431-13-019355
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-28 16:48:46
Reporting Period:
2013-03-27
Filing Date:
2013-03-28
Accepted Time:
2013-03-28 16:48:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120193 Nasdaq Omx Group Inc. NDAQ Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 521165937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1468651 Eric Noll One Liberty Plaza
New York NY 10006
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2013-03-27 14,642 $32.29 93,613 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $19.50 2019-07-22 72,319 72,319 Direct
Common Stock Employee Stock Option (Right to Buy) $19.75 2020-03-04 28,362 28,362 Direct
Common Stock Employee Stock Option (Right to Buy) $25.28 2021-03-28 33,995 33,995 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-07-22 72,319 72,319 Direct
2020-03-04 28,362 28,362 Direct
2021-03-28 33,995 33,995 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2013.
  2. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.20 to $32.37, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
  3. Represents (i) 14,194 vested shares of restricted stock and (ii) 79,419 shares underlying PSUs, of which 29,291 are vested.
  4. Options exercisable on July 22, 2013.
  5. Options exercisable on March 4, 2014.
  6. Options exercisable on March 28, 2014.