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Home > Insider Trading > Filing (0001140361-13-014389)

Filing Details

Accession Number:: 0001140361-13-014389
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-28 15:45:35
Reporting Period:: 2013-03-27

Filing Date:: 2013-03-28
Accepted Time:: 2013-03-28 15:45:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1547546	Five Oaks Investment Corp.	OAKS	Real Estate Investment Trusts (6798)	454966519

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1303564	Ltd (Bermuda) Insurance Xl	One Bermudiana Road Hamilton D0 HM 08		No	No	Yes	No
1570624	Ltd Investments Xl	One Bermudiana Road Hamilton D0 HM 08		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-03-27	1,666,667	$25,000,000.00	3,229,167	No	4	P	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-03-27	8,175	$0.00	3,237,342	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	J	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to Purchase Common Stock	Acquisiton	2013-03-27	3,125,000	$0.00	3,125,000	$15.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,125,000	2013-07-25	2019-09-29	No	4	J	Direct

Footnotes

See Exhibit 99.1; Note 1.
See Exhibit 99.1; Note 2.
See Exhibit 99.1; Note 3.
See Exhibit 99.1; Note 4.