Filing Details
- Accession Number:
- 0001181431-13-019231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-27 20:23:01
- Reporting Period:
- 2013-03-25
- Filing Date:
- 2013-03-27
- Accepted Time:
- 2013-03-27 20:23:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1373707 | Tetraphase Pharmaceuticals Inc | TTPH | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1005563 | R Thomas Baruch | 1 Letterman Dr. Bldg C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
| 1266748 | Cmea Ventures Vi Lp | 1 Letterman Dr. Bldg C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
| 1340886 | J David Collier | 1 Letterman Dr. Bldg C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
| 1420406 | F James Watson | 1 Letterman Dr. Bldg C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
| 1425381 | D. Karl Handelsman | 1 Letterman Dr. Bldg C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
| 1425394 | A. Faysal Sohail | 1 Letterman Dr. Bldg C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
| 1527296 | Cmea Ventures Vi Gmbh & Co. Kg | 1 Letterman Dr. Bldg C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
| 1527297 | Cmea Ventures Vi Management, L.p. | 1 Letterman Dr. Bldg C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-25 | 1,693 | $0.00 | 1,693 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2013-03-25 | 70,376 | $0.00 | 70,376 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2013-03-25 | 2,208 | $0.00 | 3,901 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2013-03-25 | 91,795 | $0.00 | 162,171 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2013-03-25 | 9,250 | $0.00 | 13,151 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2013-03-25 | 384,613 | $0.00 | 546,784 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2013-03-25 | 23,639 | $0.00 | 36,790 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2013-03-25 | 982,275 | $0.00 | 1,529,059 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2013-03-25 | 14,786 | $7.00 | 51,576 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-03-25 | 628,071 | $7.00 | 2,157,130 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A-1 Convertible Participating Preferred Stock | Disposition | 2013-03-25 | 49,088 | $0.00 | 1,693 | $0.00 |
| Common Stock | Series A-1 Convertible Participating Preferred Stock | Disposition | 2013-03-25 | 2,040,912 | $0.00 | 70,376 | $0.00 |
| Common Stock | Series A-2 Convertible Participating Preferred Stock | Disposition | 2013-03-25 | 64,027 | $0.00 | 2,208 | $0.00 |
| Common Stock | Series A-2 Convertible Participating Preferred Stock | Disposition | 2013-03-25 | 2,662,059 | $0.00 | 91,795 | $0.00 |
| Common Stock | Series B Convertible Participating Preferred Stock | Disposition | 2013-03-25 | 268,269 | $0.00 | 9,250 | $0.00 |
| Common Stock | Series B Convertible Participating Preferred Stock | Disposition | 2013-03-25 | 11,153,776 | $0.00 | 384,613 | $0.00 |
| Common Stock | Series C Convertible Participating Preferred Stock | Disposition | 2013-03-25 | 685,531 | $0.00 | 23,639 | $0.00 |
| Common Stock | Series C Convertible Participating Preferred Stock | Disposition | 2013-03-25 | 28,485,997 | $0.00 | 982,275 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The Series A-1, Series A-2, Series B and Series C Convertible Preferred Stock converted into Common Stock on a 1-for-29 basis upon the closing of the issuer's initial public offering without payment of consideration.
- Held by CMEA Ventures VI, GmbH & Co. KG. The general partner of CMEA Ventures VI, GmbH & Co. KG is CMEA Ventures VI Management, L.P. The general partners of CMEA Ventures VI Management, L.P. are Karl Handelsman, David Collier, Faysal Sohail, Thomas Baruch and James Watson. CMEA Ventures VI Management, L.P. and each of these individuals exercises shared voting and investment power over the shares held of record by CMEA Ventures VI, GmbH & Co. KG. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.
- Held by CMEA Ventures VI, L.P. The general partner of CMEA Ventures VI, L.P. is CMEA Ventures VI Management, L.P. The general partners of CMEA Ventures VI Management, L.P. are Karl Handelsman, David Collier, Faysal Sohail, Thomas Baruch and James Watson. CMEA Ventures VI Management, L.P. and each of these individuals exercises shared voting and investment power over the shares held of record by CMEA Ventures VI, L.P. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.
- Not applicable.
Billionaire Hedge Funds
