Filing Details

Accession Number:
0001209191-13-018491
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-26 18:13:45
Reporting Period:
2013-03-25
Filing Date:
2013-03-26
Accepted Time:
2013-03-26 18:13:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043000 Capital Senior Living Corp CSU Services-Nursing & Personal Care Facilities (8050) 752678809
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257205 N Keith Johannessen 14160 Dallas Parkway
Suite 300
Dallas TX 75254
President & Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-25 42,374 $6.30 400,201 No 4 M Direct
Common Stock Disposition 2013-03-25 42,374 $26.46 357,827 No 4 S Direct
Common Stock Acquisiton 2013-03-26 14,166 $6.30 371,993 No 4 M Direct
Common Stock Disposition 2013-03-26 11,958 $26.61 360,035 No 4 S Direct
Common Stock Disposition 2013-03-26 2,208 $26.29 357,827 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Option (right to purchase) Disposition 2013-03-25 42,374 $0.00 42,374 $6.30
Common Stock Common Stock Option (right to purchase) Disposition 2013-03-26 14,166 $0.00 14,166 $6.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,166 2013-12-03 No 4 M Direct
0 2013-12-03 No 4 M Direct
Footnotes
  1. The total number of shares reported corrects a de minimis error in the reporting person's previous Form 4 filed on March 8, 2013 (the "Prior Form 4"). The Prior Form 4 reported the forfeiture of 1,038 shares of performance-based restricted stock when in actuality 1,039 shares of performance-based restricted stock were forfeited.
  2. A portion of the sale proceeds will be used by the reporting person to satisfy tax liabilities. As indicated in the table above, the options were scheduled to expire on December 3, 2013 if not exercised prior to such date.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.45 to $26.52, inclusive. The reporting person undertakes to provide Capital Senior Living Corporation, any stockholder of Capital Senior Living Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The options vested in three installments of 33%, 33% and 34% on December 4, 2004, December 4, 2005 and December 4, 2006, respectively.
  5. Granted on December 4, 2003 pursuant to the Capital Senior Living Corporation 1997 Omnibus Stock Incentive Plan.
  6. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.50 to $26.77, inclusive. The reporting person undertakes to provide Capital Senior Living Corporation, any stockholder of Capital Senior Living Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.