Filing Details

Accession Number:
0001190802-13-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-26 18:56:27
Reporting Period:
2013-03-22
Filing Date:
2013-03-26
Accepted Time:
2013-03-26 17:56:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052100 Waddell & Reed Financial Inc WDR Security Brokers, Dealers & Flotation Companies (6211) 510261715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1190802 C Ronald Reimer 6300 Lamar Avenue
Overland Park KS 66202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Acquisiton 2013-03-22 6,371 $21.09 16,231 No 4 M Direct
Class A Common Disposition 2013-03-22 6,371 $42.98 9,860 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common NQSO (Right to Buy) Disposition 2013-03-22 6,371 $0.00 6,371 $21.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-07-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 39,477 Indirect Family Investment LLC
Class A Common 1,000 Indirect Pension Plan Account
Class A Common 11,489 Indirect Family Charitable Foundation
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $42.84 to $43.28, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
  2. The options vested in increments of 10% per year beginning on the first anniversary of the grant date.