Filing Details
- Accession Number:
- 0001181431-13-018761
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-26 13:38:25
- Reporting Period:
- 2013-03-22
- Filing Date:
- 2013-03-26
- Accepted Time:
- 2013-03-26 13:38:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1502377 | Contango Ore Inc. | CTGO | Gold And Silver Ores (1040) | 273431051 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182585 | B John Juneau | 3700 Buffalo Speedway Suite 960 Houston TX 77098 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-22 | 41,667 | $0.00 | 44,365 | No | 4 | P | Indirect | As sole manager of the general partner |
| Common Stock | Acquisiton | 2013-03-22 | 41,667 | $0.00 | 86,032 | No | 4 | P | Indirect | As sole manager |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | As sole manager of the general partner |
| No | 4 | P | Indirect | As sole manager |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (Right to Buy) | Acquisiton | 2013-03-22 | 41,667 | $0.00 | 41,667 | $10.00 |
| Common Stock | Warrant (Right to Buy) | Acquisiton | 2013-03-22 | 41,667 | $0.00 | 41,667 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,667 | 2013-09-22 | 2018-03-22 | No | 4 | P | Indirect |
| 41,667 | 2013-09-22 | 2018-03-22 | No | 4 | P | Indirect |
Footnotes
- The reporting person acquired an aggregate of 83,334 units at a purchase price of $12.00 per unit, in a private placement to certain investors (the Investors) pursuant to a Subscription Agreement dated as of March 22, 2013 among Contango ORE, Inc. (the "Company") and the Investors therein. Each unit entitles the Investor to one share of common stock and a five-year warrant to purchase one share of common stock at an exercise price of $10.00. Of these 83,344 unites, 41,667 units were purchased by Juneau Exploration, L.P., and 41,667 units were purchased by J4D Enterprises, L.P. The reporting person also owns of record 2,698 shares of common stock of the Company.
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