Filing Details

Accession Number:
0000707605-13-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-25 15:03:33
Reporting Period:
2013-03-15
Filing Date:
2013-03-25
Accepted Time:
2013-03-25 15:03:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
707605 Ameriserv Financial Inc ASRV National Commercial Banks (6021) 251424278
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1396459 T James Huerth 216 Franklin Street
Johnstown PA 15901
Evp Chief Commercial Banking No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2012-12-31 503 $3.01 7,088 No 4 P Direct
Common Acquisiton 2012-03-15 3,210 $3.13 10,298 No 4 A Direct
Preferred Acquisiton 2013-03-19 300 $25.70 300 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $3.23 2014-03-15 2023-03-15 6,384 35,786 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-03-15 6,384 35,786 Direct
Footnotes
  1. Employee stock bonus purchased by the Company.
  2. These stock options shall vest in three equal annual installments on the first through third anniversaries of the date of grant.
  3. Shares purchased in 401(k) plan.