Filing Details

Accession Number:
0001179110-13-005678
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-22 19:35:14
Reporting Period:
2013-03-20
Filing Date:
2013-03-22
Accepted Time:
2013-03-22 19:35:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1178104 Cardica Inc CRDC Surgical & Medical Instruments & Apparatus (3841) 943287832
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1347183 Iv Y Robert Newell C/O Cardica Inc.
900 Saginaw Drive
Redwood City CA 94063
V.p. Finance, Cfo, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-20 8,000 $1.05 26,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 73,975 Indirect By Family Trust
Footnotes
  1. Reflects 15,000 shares transferred from reporting person's direct ownership to his Family Trust.
  2. Includes 18,000 shares held in reporting person's IRA account.