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Filing Details

Accession Number:: 0001181431-13-018481
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-22 17:12:22
Reporting Period:: 2010-11-15

Filing Date:: 2013-03-22
Accepted Time:: 2013-03-22 17:12:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1219210	Ikanos Communications	IKAN	Telephone & Telegraph Apparatus (3661)	943326559

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1134607	P Diosdado Banatao	C/O Tallwood Venture Capital 3000 Sand Hill Road, Building 3, Ste 240 Menlo Park CA 94025	Yes	No	No	No
1347680	P L Iii Tallwood	C/O Tallwood Venture Capital 3000 Sand Hill Rd, Building 3, Suite 240 Menlo Park CA 94025	No	No	Yes	No
1347747	P L Partners Iii Tallwood	C/O Tallwood Venture Capital 3000 Sand Hill Rd, Building 3, Suite 240 Menlo Park CA 94025	No	No	Yes	No
1357894	Tallwood Iii Associates Lp	C/O Tallwood Venture Capital 3000 Sand Hill Rd, Building 3, Suite 240 Menlo Park CA 94025	No	No	Yes	No
1427347	Tallwood Iii Annex Lp	C/O Tallwood Venture Capital 3000 Sand Hill Rd, Building 3, Suite 240 Menlo Park CA 94025	No	No	Yes	No
1470798	George Pavlov	C/O Tallwood Venture Capital 3000 Sand Hill Rd, Building 3, Suite 240 Menlo Park CA 94025	Yes	No	No	No
1470833	Tallwood Iii Management Llc	C/O Tallwood Venture Capital 3000 Sand Hill Rd, Building 3, Suite 240 Menlo Park CA 94025	No	No	Yes	No
1470838	Tallwood Iii Annex Management Llc	C/O Tallwood Venture Capital 3000 Sand Hill Rd, Building 3, Suite 240 Menlo Park CA 94025	No	No	Yes	No
1470969	Luis Arzubi	C/O Tallwood Venture Capital 3000 Sand Hill Rd, Building 3, Suite 240 Menlo Park CA 94025	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-11-15	5,616,475	$1.05	18,187,904	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	10,074,743	Indirect	See Footnotes
Common Stock	1,275,771	Indirect	See Footnotes
Common Stock	78,057	Indirect	See Footnotes
Common Stock	9,000	Indirect	See Footnotes
Common Stock	9,000	Indirect	See Footnotes

Footnotes

Tallwood III, L.P. ("Tallwood III"), Tallwood III Partners, L.P. ("Tallwood III Partners"), Tallwood III Associates, L.P. ("Tallwood III Associates") and Tallwood III Annex, L.P. ("Tallwood III Annex" and, together with Tallwood III, Tallwood III Partners and Tallwood III Associates, the "Tallwood Funds") directly own 10,074,743, 1,275,771, 78,057 and 18,187,904 shares of Common Stock of the Company, respectively. (Continued in Footnote 4).
Tallwood III Management, LLC ("Tallwood Management") is the general partner of Tallwood III, Tallwood III Partners and Tallwood III Associates. Tallwood III Annex Management, LLC ("Tallwood Annex Management") is the general partner of Tallwood III Annex. Tallwood Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood III, Tallwood III Partners and Tallwood III Associates, but disclaim such beneficial ownership except to the extent of its pecuniary interest therein. Tallwood Annex Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood III Annex, but disclaim such beneficial ownership except to the extent of its pecuniary interest therein.
Messrs. Luis Arzubi, Diosdado Banatao and George Pavlov is each a general partner of the Tallwood Funds and a managing member of Tallwood Management and Tallwood Annex Management and may be deemed to share voting and dispositive power with respect to the securities owned by the Tallwood Funds, but disclaim such beneficial ownership except to the extent of each person's pecuniary interest therein.
The Tallwood Funds are parties to a stockholder agreement with respect to the securities of the Company, and as a result of which each such entity may be deemed to be a member of a group with respect to the securities of the Company owned by such entities. However, each Tallwood Fund disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein.
The shares are directly owned by Disodado Banatao. The 5,616,475 shares reported as acquired in this Form 4 were omitted from Mr. Banatao's Form 4 filed on November 2, 2012.
The shares are directly owned by George Pavlov. The 5,616,475 shares reported as acquired in this Form 4 were omitted from Mr. Pavlov's Form 4 filed on November 2, 2012.
The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any of the reporting persons is the beneficial owner of these securities.