Filing Details
- Accession Number:
- 0000874015-13-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-21 20:24:22
- Reporting Period:
- 2013-03-19
- Filing Date:
- 2013-03-21
- Accepted Time:
- 2013-03-21 20:24:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874015 | Isis Pharmaceuticals Inc | ISIS | Pharmaceutical Preparations (2834) | 330336973 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1206369 | Iii Joseph Klein | C/O Isis Pharmaceuticals, Inc. 2855 Gazelle Court Carlsbad CA 92010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-19 | 3,726 | $5.93 | 3,826 | No | 4 | M | Indirect | By Son |
| Common Stock | Disposition | 2013-03-19 | 3,726 | $18.00 | 100 | No | 4 | S | Indirect | By Son |
| Common Stock | Acquisiton | 2013-03-19 | 3,726 | $5.93 | 3,726 | No | 4 | M | Indirect | By Daughter |
| Common Stock | Disposition | 2013-03-19 | 3,726 | $18.00 | 0 | No | 4 | S | Indirect | By Daughter |
| Common Stock | Acquisiton | 2013-03-19 | 3,727 | $5.93 | 3,727 | No | 4 | M | Indirect | By Son |
| Common Stock | Disposition | 2013-03-19 | 3,727 | $18.00 | 0 | No | 4 | S | Indirect | By Son |
| Common Stock | Acquisiton | 2013-03-20 | 3,750 | $13.88 | 3,850 | No | 4 | M | Indirect | By Son |
| Common Stock | Disposition | 2013-03-20 | 3,750 | $18.00 | 100 | No | 4 | S | Indirect | By Son |
| Common Stock | Acquisiton | 2013-03-20 | 4,166 | $9.77 | 4,266 | No | 4 | M | Indirect | By Son |
| Common Stock | Disposition | 2013-03-20 | 4,166 | $18.00 | 100 | No | 4 | S | Indirect | By Son |
| Common Stock | Acquisiton | 2013-03-20 | 2,500 | $16.32 | 2,600 | No | 4 | M | Indirect | By Son |
| Common Stock | Disposition | 2013-03-20 | 2,500 | $18.00 | 100 | No | 4 | S | Indirect | By Son |
| Common Stock | Acquisiton | 2013-03-20 | 1,250 | $9.22 | 1,350 | No | 4 | M | Indirect | By Son |
| Common Stock | Disposition | 2013-03-20 | 1,250 | $18.00 | 100 | No | 4 | S | Indirect | By Son |
| Common Stock | Acquisiton | 2013-03-20 | 173 | $5.93 | 273 | No | 4 | M | Indirect | By Son |
| Common Stock | Disposition | 2013-03-20 | 173 | $18.00 | 100 | No | 4 | S | Indirect | By Son |
| Common Stock | Acquisiton | 2013-03-20 | 3,750 | $13.88 | 3,750 | No | 4 | M | Indirect | By Daughter |
| Common Stock | Disposition | 2013-03-20 | 3,750 | $18.00 | 0 | No | 4 | S | Indirect | By Daughter |
| Common Stock | Acquisiton | 2013-03-20 | 4,167 | $9.77 | 4,167 | No | 4 | M | Indirect | By Daughter |
| Common Stock | Disposition | 2013-03-20 | 4,167 | $18.00 | 0 | No | 4 | S | Indirect | By Daughter |
| Common Stock | Acquisiton | 2013-03-20 | 2,500 | $16.32 | 2,500 | No | 4 | M | Indirect | By Daughter |
| Common Stock | Disposition | 2013-03-20 | 2,500 | $18.00 | 0 | No | 4 | S | Indirect | By Daughter |
| Common Stock | Acquisiton | 2013-03-20 | 1,250 | $9.22 | 1,250 | No | 4 | M | Indirect | By Daughter |
| Common Stock | Disposition | 2013-03-20 | 1,250 | $18.00 | 0 | No | 4 | S | Indirect | By Daughter |
| Common Stock | Acquisiton | 2013-03-20 | 174 | $5.93 | 174 | No | 4 | M | Indirect | By Daughter |
| Common Stock | Disposition | 2013-03-20 | 174 | $18.00 | 0 | No | 4 | S | Indirect | By Daughter |
| Common Stock | Acquisiton | 2013-03-20 | 3,750 | $13.88 | 3,750 | No | 4 | M | Indirect | By Son |
| Common Stock | Disposition | 2013-03-20 | 3,750 | $18.00 | 0 | No | 4 | S | Indirect | By Son |
| Common Stock | Acquisiton | 2013-03-20 | 4,167 | $9.77 | 4,167 | No | 4 | M | Indirect | By Son |
| Common Stock | Disposition | 2013-03-20 | 4,167 | $18.00 | 0 | No | 4 | S | Indirect | By Son |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Son |
| No | 4 | S | Indirect | By Son |
| No | 4 | M | Indirect | By Daughter |
| No | 4 | S | Indirect | By Daughter |
| No | 4 | M | Indirect | By Son |
| No | 4 | S | Indirect | By Son |
| No | 4 | M | Indirect | By Son |
| No | 4 | S | Indirect | By Son |
| No | 4 | M | Indirect | By Son |
| No | 4 | S | Indirect | By Son |
| No | 4 | M | Indirect | By Son |
| No | 4 | S | Indirect | By Son |
| No | 4 | M | Indirect | By Son |
| No | 4 | S | Indirect | By Son |
| No | 4 | M | Indirect | By Son |
| No | 4 | S | Indirect | By Son |
| No | 4 | M | Indirect | By Daughter |
| No | 4 | S | Indirect | By Daughter |
| No | 4 | M | Indirect | By Daughter |
| No | 4 | S | Indirect | By Daughter |
| No | 4 | M | Indirect | By Daughter |
| No | 4 | S | Indirect | By Daughter |
| No | 4 | M | Indirect | By Daughter |
| No | 4 | S | Indirect | By Daughter |
| No | 4 | M | Indirect | By Daughter |
| No | 4 | S | Indirect | By Daughter |
| No | 4 | M | Indirect | By Son |
| No | 4 | S | Indirect | By Son |
| No | 4 | M | Indirect | By Son |
| No | 4 | S | Indirect | By Son |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-19 | 3,726 | $0.00 | 3,726 | $5.93 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-19 | 3,726 | $0.00 | 3,726 | $5.93 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-19 | 3,727 | $0.00 | 3,727 | $5.93 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 3,750 | $0.00 | 3,750 | $13.88 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 4,166 | $0.00 | 4,166 | $9.77 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 2,500 | $0.00 | 2,500 | $16.32 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 1,250 | $0.00 | 1,250 | $9.22 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 173 | $0.00 | 173 | $5.93 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 3,750 | $0.00 | 3,750 | $13.88 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 4,167 | $0.00 | 4,167 | $9.77 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 2,500 | $0.00 | 2,500 | $16.32 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 1,250 | $0.00 | 1,250 | $9.22 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 174 | $0.00 | 174 | $5.93 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 3,750 | $0.00 | 3,750 | $13.88 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 4,167 | $0.00 | 4,167 | $9.77 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 2,500 | $0.00 | 2,500 | $16.32 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 1,250 | $0.00 | 1,250 | $9.22 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2013-03-20 | 174 | $0.00 | 174 | $5.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 173 | 2010-07-03 | 2016-07-02 | No | 4 | M | Indirect |
| 174 | 2010-07-03 | 2016-07-02 | No | 4 | M | Indirect |
| 174 | 2010-07-03 | 2016-07-02 | No | 4 | M | Indirect |
| 0 | 2009-07-01 | 2018-06-30 | No | 4 | M | Indirect |
| 0 | 2011-07-02 | 2017-07-01 | No | 4 | M | Indirect |
| 0 | 2011-07-01 | 2019-06-30 | No | 4 | M | Indirect |
| 0 | 2011-07-01 | 2020-06-30 | No | 4 | M | Indirect |
| 0 | 2010-07-03 | 2016-07-02 | No | 4 | M | Indirect |
| 0 | 2010-07-01 | 2018-06-30 | No | 4 | M | Indirect |
| 0 | 2011-07-02 | 2017-07-01 | No | 4 | M | Indirect |
| 0 | 2011-07-01 | 2019-06-30 | No | 4 | M | Indirect |
| 0 | 2011-07-01 | 2020-06-30 | No | 4 | M | Indirect |
| 0 | 2010-07-03 | 2016-07-02 | No | 4 | M | Indirect |
| 0 | 2011-07-01 | 2018-06-30 | No | 4 | M | Indirect |
| 0 | 2011-07-02 | 2017-07-01 | No | 4 | M | Indirect |
| 0 | 2011-07-01 | 2019-06-30 | No | 4 | M | Indirect |
| 0 | 2011-07-01 | 2020-06-30 | No | 4 | M | Indirect |
| 0 | 2010-07-03 | 2016-07-02 | No | 4 | M | Indirect |
Footnotes
- Acquired as a result of exercising a stock option pursuant to a Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on 9/7/12.
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