Filing Details

Accession Number:
0001179110-13-005596
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-21 16:27:15
Reporting Period:
2013-03-19
Filing Date:
2013-03-21
Accepted Time:
2013-03-21 16:27:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
896156 Ethan Allen Interiors Inc ETH Wood Household Furniture, (No Upholstered) (2511) 061275288
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217611 F Donald Garrett Ethan Allen Drive
Danbury CT 06811
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Stock Options (Right To Buy) Acquisiton 2013-03-19 2,000 $29.55 3,500 No 4 M Direct
Stock Options (Right To Buy) Disposition 2013-03-19 2,000 $30.55 1,500 No 4 S Direct
Stock Options (Right To Buy) Acquisiton 2013-03-19 2,000 $17.60 3,500 No 4 M Direct
Stock Options (Right To Buy) Disposition 2013-03-19 2,000 $30.51 1,500 No 4 S Direct
Stock Options (Right To Buy) Acquisiton 2013-03-19 1,875 $11.74 3,375 No 4 M Direct
Stock Options (Right To Buy) Disposition 2013-03-19 1,875 $30.51 1,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2013-03-19 2,000 $0.00 2,000 $29.55
Common Stock Stock Options (Right to Buy) Disposition 2013-03-19 2,000 $0.00 2,000 $17.60
Common Stock Stock Options (Right to Buy) Disposition 2013-03-19 1,875 $0.00 1,875 $11.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-04-14 2013-04-14 No 4 M Direct
0 2009-11-05 2018-11-05 No 4 M Direct
625 2010-11-12 2019-11-12 No 4 M Direct