Filing Details

Accession Number:
0000872835-13-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-20 16:36:11
Reporting Period:
2013-03-20
Filing Date:
2013-03-20
Accepted Time:
2013-03-20 16:36:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
872835 Esb Financial Corp ESBF Savings Institution, Federally Chartered (6035) 251659846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180096 A Charlotte Zuschlag 812 Chapel Hill Court
Gibsonia PA 15044
President And Chief Executive Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-20 2,200 $12.80 266,945 No 4 M Direct
Common Stock Disposition 2013-03-20 2,200 $13.92 264,745 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2013-03-20 2,200 $0.00 9,444 $12.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,444 2003-11-18 2013-11-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,259 Indirect 401(k) Plan
Common Stock 111,463 Indirect ESOP
Common Stock 52,789 Indirect by trust
Common Stock 9,294 Indirect IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $12.09 2004-11-16 2014-11-16 18,000 18,000 Direct
Common Stock Stock Option $10.17 2005-04-19 2015-04-19 15,172 15,172 Direct
Common Stock Stock Option $8.59 2008-11-18 2018-11-18 3,601 3,601 Direct
Common Stock Stock Option $9.62 2009-11-17 2019-11-17 9,600 9,600 Direct
Common Stock Stock Option $12.42 2010-11-16 2020-11-16 24,000 24,000 Direct
Common Stock Stock Option $13.19 2011-11-15 2021-11-15 13,242 13,242 Direct
Common Stock Stock Option $12.60 2012-11-20 2022-11-20 40,000 40,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-11-16 18,000 18,000 Direct
2015-04-19 15,172 15,172 Direct
2018-11-18 3,601 3,601 Direct
2019-11-17 9,600 9,600 Direct
2020-11-16 24,000 24,000 Direct
2021-11-15 13,242 13,242 Direct
2022-11-20 40,000 40,000 Direct
Footnotes
  1. 33 1/3% of such grant will vest immediately and 33 1/3% will vest each year over the next 2 years
  2. Charlotte A. Zuschlag, Trustee of the Charlotte A. Zuschlag Revocable Trust dated 12-04-03.