Filing Details

Accession Number:
0000808450-13-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-19 17:16:17
Reporting Period:
2013-03-15
Filing Date:
2013-03-19
Accepted Time:
2013-03-19 17:16:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808450 Navistar International Corp NAV Motor Vehicles & Passenger Car Bodies (3711) 363359573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1302423 W Greg Elliott C/O Navistar International Corporation
2701 Navistar Drive
Lisle IL 60532
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-15 8,828 $22.66 25,929 No 4 M Direct
Common Stock Disposition 2013-03-15 8,828 $36.70 17,101 No 4 S Direct
Common Stock Acquisiton 2013-03-15 4,974 $22.66 22,075 No 4 M Direct
Common Stock Disposition 2013-03-15 4,974 $36.65 17,101 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-03-15 8,828 $0.00 8,828 $22.66
Common Stock Employee Stock Option (right to buy) Disposition 2013-03-15 4,974 $0.00 4,974 $22.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-12-16 No 4 M Direct
0 2018-12-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Premium Shares 2,758 Direct
Common Stock 246 Indirect By Navistar 401(k) Plan
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.743 to $36.633, inclusive. The reporting person undertakes to provide Navistar International Corporation, any secuirty holder of Navistar International Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 and 2 to this Form 4.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.663 to $36.623, inclusive.
  3. The premium share units were acquired under Navistar's Executive Stock Ownership Program. Each premium share unit represents one share of Navistar common stock.
  4. The stock options exercised were from an award of 13,242 shares that became exercisable in three annual installments as follows: 4,414 shares on 12/16/2009; 4,414 shares on 12/16/2010 and 4,414 shares on 12/16/2011.
  5. The stock options exercised were from an award of 7,461 shares that became exercisable in three annual installments as follows: 2,487 shares on 12/16/2009; 2,487 shares on 12/16/2010 and 2,487 shares on 12/16/2011.