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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2013-03-19 16:18:33
Reporting Period:
Filing Date:
Accepted Time:
2013-03-19 16:18:33
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
789073 Beam Inc NYSE: BEAM Beverages (2080) 133295276
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1531440 R Kenton Rose Beam Inc.
510 Lake Cook Road
Deerfield IL 60015
Svp & Gc, Cao & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $3.125 Acquisiton 2013-03-15 17,196 $45.44 21,599 No 4 M Direct
Common Stock, Par Value $3.125 Disposition 2013-03-15 17,196 $62.78 4,403 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-03-15 17,196 $0.00 17,196 $45.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2013-09-29 No 4 M Direct
  1. Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plans.
  2. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $62.68 to $62.96, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
  3. Includes 117 shares acquired under the Beam Employee Stock Purchase Plan.
  4. The options vested in three equal annual installments beginning on September 29, 2004.